[1]
I agree with Herbert FJ Muller in that mind has a fundamental place in the
Universe, and, more importantly, that mind is able to interact with matter
in an autonomous manner. At the same time, I think that the correspondence
theory of objective and absolute truth proven by Tarski and Godel offers
a firm basis to the concept of reality independent of one's free thought.
Mental freedom involves also the possibility of freedom of our thoughts
from corresponding to objective reality. But the noetic (or consciousness)
principle of the Universe planted into us an inclination to search and find
the objective, or communal (interpersonal) truth. This means that there
exist objective and absolute truth and reality, and we are able to find
it. Therefore, we do not have to choose between a passive although prestructured
block-universe, from the one side, and an active but exclusively human consciousness
structured world, on the other side. Moreover, we do not have to choose
either materialism or idealism. Both cases would mean the denial of some
ultimate realities. Instead, the world may be active at all its ontological
levels at the proper and suitable rates, and, simultaneously, its (her/his?)
activity may be governed by ultimate principles which are universal and
transcending space and time. In my paper I explored the ontological structure
of reality and found a triunite structure at the principal level: the ontological
principles of physics, biology and psychology, corresponding in the abstract
level of phenomena to matter, life and consciousness, on the concrete level
of phenomena to body, feeling/emotion and thought. These threefold ultimate
realities while give a determined face to the Universe, they form a dynamic
whole in rich and yet unexplored relations to each other, and the result
of their interactions is the dynamic, material, living and conscious, unified,
organic and coherent Universe.
[2]
Herbert FJ Muller in his Commentary <1> stated that the main problem
with materialism is that it excludes the subject, and only secondarily,
that it generalizes a principle of inert matter. This view apparently presupposes
a Cartesian ontology of (conscious) mind (subject) and (extended) matter
(object). My paper attempted to explore the ontological structure of the
world, and found that it has a tripartite/triunite structure, expressed
in the principal level with the action-principle of physics; the life principle
of biology; and the consciousness principle in psychology; at the abstract
phenomenological level matter, life and consciousness; at the concrete phenomenological
level body, feelings/emotions and thoughts. Materialism is a system excluding
every other fundamental reality besides matter, therefore, it denies the
matter-independent reality and/or autonomy of life as well as consciousness.
I do not think that the exclusion of subject would be the first step and
the over-extrapolation of matter would be a second step. It seems to me
that these two steps express one and the same move; the denial of any independent
fundamental reality besides matter.
[3]
Muller suggested in <1> that subject-inclusive physical laws would
be more to the point for dealing with the problems posed by materialism.
Opposite to this view, with the help of the approach of my paper I was able
to prove that subjects (living organisms and conscious beings) do not follow
the laws of physics, but the life principle which is able to govern the
physical behavior, too. To reach this result it was necessary to found a
definition of physics and physical behavior. For a solution I proposed that
physics is the science the laws of which are governed by the action principle.
Therefore, subject-inclusive physical laws would mean that the behavior
of subjects would be governed by the laws of physics, therefore, the result
is a materialism or physicalism again which (although perhaps implicitly)
is based on the assumption that any possible subjects should have necessarily
a material nature, following in its behavior exclusively the laws of physics.
On the contrary, in my paper I argued that the behavior of living organisms
is not governed by the laws of physics but by an independent principle found
by Ervin Bauer. As I pointed out, the irreal compression of non-physical
realms into the frame of physicalism has a result in which the action of
consciousness implies a paradoxical Klein-bottle structure of reality (Grandpierre,
2003, http://www.konkoly.hu/staff/grandpierre/NATO_ARW.html). These paradoxes
can be resolved only in a plural, non-monolithic ontology.
[4]
Another point to clarify is the relation of hylozoism <1> to the approach
that found a kind of instincts in atoms. Hylozoism is a view regarding matter
as being alive. I would not think that instincts representing the action
principle of physics would mean that atoms are alive. In my approach, atoms
would be alive if they would follow the Bauer-principle instead of the action-principle.
But of course, I acknowledge that atoms follow the action principle of physics.
The atomic instincts are closely related to the propensities of Popper (in:
The Open Universe, 1982; A World of Propensities, 1990). Propensities are
generalizations of the concept of Newtonian "force". Force is
push, and so it is closely related to causes. Causes are determined as one-sided,
asymmetric, constant and outer (Mario Bunge: The Place of the Causal Principle
in Modern Science, 1959) objective inclinations occurring in certain situations.
In contrast, propensities and atomic instincts as generalized causes. They
are collective phenomena developing in situations which are many-sided,
mutual, changing and inner. Even principles join to this list of more and
more generalized causes. The list of generalized causes expands from single,
point-like forces to collective propensities, instincts and, ultimately,
principles. Principles mean a long-range government in time between two
states that are far in time from each other. The government by a principle
is expressed in the time development of a process, and this process expresses
a directivity which may be in a close relation to the propensities governed
by "attractions" and "the lure of the future and its competing
possibilities" (Popper, 1990, p. 21).
[5]
Pan-psychism is a view regarding all existents as having psyche. Although
the word 'psyche' had widely different meaning in ancient Greece (representing
the principle governing the behavior of animals), in our times it is used
mostly in relation to human consciousness. With a meaning "psyche =
human consciousness", pan-psychism would be a view that every existent
is endowed with a kind of consciousness. Although in my approach the world
cannot be split objectively to three completely separated realms, my results
suggest that atoms generally show a physical and not a psychological behavior.
[6]
The ontological structure of reality explored in my approach found three
fundamental (or first) principles at the deepest, principal level of reality.
These principles are scientific principles, and it is possible to formulate
them in a mathematical form. The evolution of physics had been shown that
the formulation of the first principle of physics evolved with the evolution
of our knowledge. It changed from the least action principle of Maupertuis
into the Hamilton-principle, and the action principle of quantum field theories.
Therefore, although the formulation of this first principle developed through
the ages, the essence of the principle did not change, and it expresses
a reality independent of our present-day knowledge, actually, it presents
a principal reality. We cannot say much on the life-principle or Bauer-principle
because it is relatively young and not widely applied yet. Moreover, we
cannot say but a few words of the consciousness-principle because it is
not formulated until now. We also do not know if any further ontological
principle should be introduced later on or not. But the very concept of
'principle' expresses an approach - the deepest approach possible - which
is independent of any timely existent, including mind and mental structuring.
All our theories and all our empirical findings permanently confirmed these
ultimate principles. Therefore, they represent the most firmly stated facts
of the Universe. Their confirmation is so strong that it is in principle
and in practice not possible to imagine anything more confirmed than they
are. Therefore we do not think that "the elimination of the possibility
of claims of fundamental (MIR) validity for ontological assertions"
<3> corresponds to reality. Although the mental structures created
by us are in principle always ad-hoc and temporary, since they belong to
the level of phenomena, the principal level of reality remains the same
in principle. Principles do not evolve in time, they are universal, one
and the same in all space and time. They express the most fundamental structuring
of the Universe, of physical, biological and psychological behavior.
[7]
You wrote in your <8>: "The life principles [41] are self-organization
and self-reproduction, but powered by energy flow from the sun". Although
this view is widely held, in the context of my approach this seems to be
a misunderstanding. Life principle is not exclusively human and not exclusively
terrestrial. Life may be present in most parts of the Universe, from molecular
clouds near to absolute zero to stars, galaxies and the Universe as a whole.
Life-principle may be active in organisms which do not self-reproduce but
simply transfer life from one life-form to any other. In my book "The
Book of the Living Universe" I argued that the Sun powers terrestrial
life not only with energy but also with information.
[8]
In a sense I have to agree with your remark that "it is neither helpful
nor possible to conclude on the basis of statistical reasoning that the
appearance of life is a miracle [12]". My point was to call attention
to the fact that the laws of physics cannot explain the extremely improbable
phenomena which develop in living organisms, and especially the laws connecting
these - on a purely physical basis - extremely improbable phenomena.
[9]
In the last sentence of your <9> you state that "The difference
between the waterfall and (human or other) life [35-36] is self-organization
within the flow of the energy stream." I would find a more exact formulation
necessary, since certainly there are some kinds of self-organization processes
in the waterfall, like vortex pattern-formation etc. The difference between
the waterfall and life is that the waterfall follows only the laws of physics
while the organisms follow the laws of biology as well. As Ervin Bauer (1935/1967)
writes : the waterfall could be alive only if it will be able to generate
and maintain the water level difference; if it would invest its own work
to generate and re-generate its ability to do outer work.
[10]
In your <10> you wrote: "SE is first, and cannot be a consequence
of, or reduced to, mind-independent entities or processes, which themselves
are created within SE." In a sense, I agree with your statement. In
the context of my approach, it is a question, from where do the laws of
physics arise, how is able an object to recognize and follow the laws of
physics. I think that this question refers to the relation between the principal
and phenomenal levels of existence. In a sense, the principal level is the
deepest reality, because it is permanently realized everywhere and governs
everything. How can a concrete atom follow such a deeper level of reality
? I think that the answer is that the concrete atoms are the manifestations
of this deeper level of reality, and they are in genetic connection with
their parental reality which is the principal reality. Therefore, the structure
of the Universe may be regarded as a genetic pool available for atoms, realized
perhaps through quantum interactions, too. In this sense, the parable I
applied - "atomic instincts" - may be more transparent. At the
same time, the relation of atoms to their parental principles may be an
intimate, internal relation, and if this is the case, then we may say that
SE is the first. In my approach, your SE is the relation between the phenomenal
and parental (ontological) levels of reality. This means that I distinguish
a deeper than SE level of reality - the principal level where the ultimate
principles live.
[11]
Apparently, this would mean a difference to the view expressed in your <11>,
where you state that "Physical laws are mental mind-and-nature structures
we create inside SE. The scientific principles try to describe the physical
experiences, but they do not cause them". My view is a generalized
realism, in which life and consciousness are regarded as autonomous, self-governing
realities besides the realm of physical matter. Within the frames of generalized
realism, physical laws are deeper realities than phenomena. Physical laws
govern the physical behavior in the same way as our decisions govern our
conscious, responsible behavior. The view that scientific principles do
not govern but only describe physical experiences seems to me an immaterialism
denying the autonomous, self-governing reality of material world, that is,
the reality of the ultimate principle of physics. In my approach, I do not
deny the existence of matter, the existence of life, and the existence of
consciousness.
[12]
In your <13>, you wrote: "To ascribe instinctual functions to
atoms and to nature in general is, in contrast, not warranted. In your proposal
it serves to compensate for the missing subject in physical MIR-theory."
In contrast, I think that it is warranted to ascribe situation-dependent
propensities to atoms also by Bunge (declaring that a more general determination
should replace causality) and by Popper (A world of propensities). The fact
that life is intimately related to collective phenomena is an inevitable
necessity. Microparticles have only individual degrees of freedom. Organisms
are based on organizational processes and these are possible only by generating
collective and global degrees of freedom. The experimental results studying
living phenomena (del Giudice et al., Vitiello, Umezawa, Jibu and Yasue
etc.) gave a strong experimental basis to this statement. But collective
effects become merely physical without an inclination (i.e. a measurable
directivity) towards life. Now recent experimental results of Steinman and
Cole; and Ponnamperuma, Allamandola etc. imply that matter has an innate
tendency to grope in the direction of life (Davies, P. Fifth Miracle, 1998,
235). These and other arguments (Grandpierre, in preparation) makes the
case plausible that atomic instincts, propensities, inclinations, tendencies
towards life exist. Therefore, atomic instincts are not compensation for
the missing subject in a physicalist frame, but the expression of the principal
nature of our Universe.
[13]
In <15> you wrote: "A better way is not to amputate (or more
accurately: to re-insert) the subject at the beginning of the irreducible
SE ?" I would not agree with the introduction of the term "irreducible
SE" since for me it suggests that there are no conceivable reality
behind the phenomenal level. With the help of the generalized realism that
I tried to develop in my works, the "irreducible SE" is a manifestation
of deeper level ontological principles which may be studied within the frame
of exact science. "Irreducible SE" for me is related to the fact
that consciousness principle is universal, permeates the Universe as a whole,
although it is not manifested in every of its elements. I think that there
exist a consciousness principle which is worthwhile to explore and which
is possible to formulate, and so it is not irreducible before our understanding.
Moreover, I propose that only the exploration and acceptance of such first
principles can make sciences really exact. These principles may be formulated
in mathematical forms, and all the physical and biological phenomena are
deducible (the most important ones are already derived) from them in a quantitative
manner. Therefore, my proposal is that instead of the life-excluding, phenomenal,
superficial and artificially narrowed-down approaches to biology - be they
materialist or idealist - we should try to become familiar with life as
a fundamental constituent of the Universe, and, of Homo Sapiens Sapiens.
[14]
I agree with your position <16> that "nature is separated from
the subject only in a pragmatic fashion - we are always talking about the
whole, any compartments are secondary and pragmatic." At the same time,
I would like to point out that Nature itself shows a triunite ontological
structure. The oneness of the world is undeniable, but maybe this cosmic
oneness is farther from our present-day scientific perspective than the
first principles from which we already know two in detailed mathematical
form. Therefore, I regard the study of these ultimate principles as of primary
importance for physics and biology, and, in general, for science, and an
objective worldview, also from a pragmatic point of view.
I am really interested in any of your feed-backs to these notes.
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REFERENCES:
Bunge, Mario: The Place of the Causal Principle in Modern Science, 1959
Davies, Paul: Fifth Miracle. 1998, Penguin Books.
Grandpierre, A.: The Dynamics of Time and Timelessness: Philosophy, Physics and Prospect for our Lives, Key talk at the NATO ARW "The Nature of Time: Geometry, Physics and Perception", May 21-24, 2002, Tatranska Lomnica, Slovak Republic, 2003, 383-392,
http://www.konkoly.hu/staff/grandpierre/NATO_ARW.html
Popper, Karl: The Open Universe. Rowman and Littlefield, Tutowa, New Jersey, 1982.
Popper, Karl: A World of Propensities, 1990, Thoemmes, Bristol
Schueller, G.: Stuff of life, New Scientist, 12 September 1998, p. 30
-----------------------------------
Attila Grandpierre
e-mail <grandp@ella.hu>