KARL JASPERS FORUM
TARGET ARTICLE 109
[The following article was sent to me by Prof. SR Bhatt, with the kind
mediation of U Mohrhoff. It is I think
of interest in the context of the epistemological discussions in our Forum.
I have added paragraph numbers to facilitate discussion -- HFJM]
THEORY OF KNOWLEDGE IN DIGNAGA AND DHARMAKIRTI
by S. R. Bhatt
Received July 2008, posted 2 August 2008
[1]
When Buddha Sakyamuni
attained enlightenment beneath the bodhi tree more
than two and a half thousand years ago , his achievement was not only the
result of having reached the peak of meditative stabilization, of having
brought great compassion to fruition, but also of clear analytic thought. -----
Thus, the study of logic and the nature of knowledge have been crucial to
Buddhist tradition from the outset.
The Dalai Lama
(Foreword to Buddhist Epistemology by Bhatt & Mehrotra)
[2]
The varied and variegated Indian philosophical thought can be broadly
classified into “Atmavada” (Substance
ontology) and “Anatmavada” (No-substance
ontology). The Buddhist thought
advocated Anatmavada whereas the rest of the
schools followed Atmavada. In order to
expound and explicate anatmavada view the
Buddhist thinkers developed their own system of epistemology, logic and
language to suit their ontology and value theory. The ideas of anatta (No-substance), sunyata
(essence-less-ness) ksana santana (existence series), the theory of pratityasamutpada (interdependent
origination), and the goal of nirvana etc. required new
modes of knowing and thinking. The
Buddha acquired knowledge for his own enlightenment and also communicated
knowledge for the enlightenment of others. The essential significance of
enlightening knowledge in a liberating philosophy of Buddhism need not be
highlighted. However it should be
pointed out that the Buddhist theory of knowledge is only a corollary of the
Buddhist theory of reality and the Buddhist theory of reality is consciously
purported to be directed towards realization of Nirvana for all living
beings. So, the Buddhist epistemological thinkers discussed atmasamvit
(knowledge for ones own sake) and also parasamvit (knowledge for other’s sake). Dignaga in the beginning of Nyayapravesa
writes,
Sadhanam dusanam caiva sabhasam
parasamvide
Pratyaksamanumanam ca sabhasam tvatmasamvide.
i.e.,
“Giving arguments in support of one’s position and
pointing out defects in the rival’s position, along with their respective
fallacies are essential for communicating knowledge to others, whereas for
acquiring knowledge for one’s sake perception and inference and their
respective fallacies are essential.”
[3]
Right from the times of the Buddha there is insistence on proper knowledge
based on right mental make up (samyak
drsti). Though references are found in Pali literature to epistemological concepts and theories,
particularly about consciousness and noetic
process (cittavithi) for want of information
it can only be said that systematic theorizing is available only in the
Buddhist Sanskrit literature when the schools of Vaibhasika,
Sautrantika, Yogacara and Madhyamika came into existence.
[4]
It will be interesting and relevant to discuss the noetic
process described in the Pali literature which can be
regarded as precursor to later Buddhist epistemology. Consciousness is the focal point of noetic process. Consciousness can be defined as
‘everything taken together that has the characteristic of cognizing is to be
known as aggregate of consciousness.’ The Abhidharma
tradition puts exclusive emphasis on immediate experience rather than
discursive reasoning. It insists that genuine experience is attainable only in
a kusala (pure and undefiled) citta. That is why noetic
process conducive to samadhi (meditation)
leading to nirvana is put forth in a moral setting. According to Abhidharma all empirical cognitions are conditioned by kama (volition) which can
be described as sense-relatedness or intentionality. Intentionality has two facets--one pertaining to the object and the other to the
mental state. In every cognitive process there is an object which is intended
to be cognized and there is an intention in which an object is intended to be
cognized. This may also be characterized
as subjectivity.
[5]
Consciousness in itself is self-enveloped and dormant. It is known as 'vithimukta'. When it gets activated it is known as vithicitta. The process of
consciousness is technically known as Citta-vithi. The
cognitive process begins when the cognitive senses receive the reflex of
objects – external or internal. The
external objects are received through five outer senses known as panca-dvara and the internal objects are cognized
through mind known as mano-dvara. For functioning of each type of course of
cognition there is a distinct process and a specific object.
The
cognitive process which apprehends external objects is further classified under
ten stages. They are as under:-
1.
Bhvanga -- -It is a passive state of mind,
going on smoothly on its own course, quite undisturbed, existing immediately
prior to the appearance of any type of object.
It is also called atita bhavanga. It is pre-reflective consciousness. Bhavanga also stands for the consciousness which one
has while in deep sleep which is more or less passive than active. Arising and
perishing every moment it flows on like a stream not remaining the same for two
consecutive moments. Bhavanga is so called
because it is an essential condition for continued existence. It may be called
life-continuum. One always experiences bhavanga
consciousness as long as it is uninterrupted by outside stimuli.
2.
Bhavanga-calana
- - It is vibrated state of mind. When an object enters in the range of a
cognitive sense, it creates a simple vibration in the smooth flow of mind just
like falling of a pebble on the calm surface of water of a tank. It is
beginning of the disturbance in the passive state of consciousness.
3.
Bhavanga-viccheda -- Immediately after bhavanga-calana the smooth flow
of mind is arrested. It ceases to be a
passive state and gets disturbed and vibrated.
4.
Pancadvaravajjana -
Avajjana means alertness or awareness.
The cognitive senses become alert to receive the impressions of an object. It is
sense consciousness or sensory consciousness. It is turning of consciousness
towards an object.
5.
Indriya/Cakkhu vijnana -
If the object is a visible one the object causes a sensation in the
eyes. The same is the case with other
cognitive senses. It is sense operation upon the object.
6.
Sampaticchana citta
-- Immediately after the eye consciousness the mind attends to the
object as something existing outside. It
is simply marking of an object and not determining its details. 'There is something' is cognized but 'what it
is' is not known. So it is receiving consciousness, a consciousness which
receives sensations. It is the moment of reception of the object so seen.
7.
Santirana citta - It is attending to the object and trying to determine
its nature on the basis of past experience.
It is a determining cognition on the basis of past recollection. But
here there is not full determination. So it is also known as investigating
consciousness.
8.
Votthapana citta - It
denotes the sense of determination. The
comparison of the details with past experience enables the mind to determine it
as such and such. Here discrimination is exercised and freewill may play its
part. It is determining consciousness.
9.
Javana citta -
It is actively involved consciousness. It is an attitude of mind towards
utilization or rejection of the object.
In case the object thus determined is an agreeable one the mind utilizes
it and if it is otherwise the mind rejects it. So it is psychologically important stage.
Since an action is judged here as immoral or moral etc. Javana
literally means running. It is so called because it runs consecutively for seven
consciousness-moments. The mental states occurring in all these thought moments
are similar but the potential force differs.
10.
Tadalambana citta - - It
literally means functioning on that object.
It lasts for two consciousness moments.
The entire cognitive process which takes place in an infinitesimal part
of time ends with this.
[6]
In this way seventeen consciousness-moments are involved in the cognition of an
object. These seventeen moments complete
full course of cognition of an external object.
It is to be noted that both matter and consciousness are momentary but
endurance of matter is seventeen times more than that of consciousness. In other words, one matter-movement equals
seventeen consciousness-movements. When
an object comes in the range of sense organ the course of cognition
begins. By the time consciousness
undergoes changes for seventeen times through different stages, the object
remains in the same stage. At the end of
seventeen consciousness-moments the full course of cognition is complete and
the duration of the object is also over.
The object ceases to exist giving rise to its
effect. When the object is fully
cognized it is called 'very distinct object'.
It may be that the object does not meet with all the ten stages. It may be that object comes into existence
but does not attract cognitive process at the outset. So there can be abrupt beginning or abrupt
end. In such a situation the cognition
process is not complete and the object is not fully or properly cognized. Thus the object can be clear (vibhuta) or
obscure (avibhuta).
[7]
These ten stages of cognitive process arise in quick succession being regulated
by the principle of pratitya samutapada. The preceding and succeeding stages are
marked by similarity as they are caused by the same object.
Thus,
the total process of cognizing consists of ten stages from Bhavanga to Tadalambana. First three stages
are preliminaries. They stand for the mental preparedness for receiving the
impressions. The remaining seven are
concerning the awareness of the object and are known as cittotpada (arising consciousness
of an object). Bhavanga is comparable to deep
sleep. It is a lazy state of mind. After seventeenth moment there is bhavanga pata
(cessation of cognitive process or vithi-bhanga).
Manodvara Vithi:
The
internal objects like thoughts, feelings, sentiments etc. are cognized in a
slightly different way as it involves the role of mind only.
The
Concept of Citta:
The
concept of citta
plays a very significant role in Buddhist epistemology. Cinoti iti cittam, on the basis of this etymology, citta can be understood as that
which builds up its own continuity. This
means that citta
is a complex of several factors or events which occur in succession. These successive events can be named as caitta. There is no separate entity called citta apart from
the caittas. In fact, citta is a convenient and
conventional term to denote a variety of psychic events in an organized
unity. For all practical purposes caittas which are
mental states alone are real and citta is just a fiction (prajnapti sat).
Another
epistemic term employed by the Abhidhammic tradition
is manas. Manas is both a cognitive sense and
the receiver of the sense impressions.
As a cognitive sense it functions at par with the other five
senses. Whereas these five senses namely
eye, ear, nose, tongue and skin apprehend external objects, mind apprehends
internal states. The other function of
mind is to receive the sense stimuli and here it comprehends both the objects
of its own field and also the objects of the fields of outer senses. In its overall functioning mind precedes and
succeeds sense perception. It precedes in the form of attending to the sense stimuli and
its succeeding is in the form of discrimination and selection of the sense
stimuli. It is in this sense that we
say, 'Eyes don't see but mind sees it'.
That is why the Buddhists use the word 'door' for the senses.
[9]
In the Abhidhammic tradition perception is described
as of two types. One is sensuous and the
other is non-sensuous. The sensuous
perception is due to five cognitive senses, which have their respective fields
of functioning and corresponding objects.
Every cognitive sense has its own distinct jurisdiction and class of
objects to be cognized. There is no
over-stepping and intermingling in their jurisdiction. Nor can they usurp the functioning of mind
which is another factor involved in the process of cognition.
The
non-sensuous perception is Yogic Perception.
It is available only in heightened state of consciousness.
[10]
To sum up, the cognitive process is interplay of mind with the five
senses. Each sense has its own mode of
functioning e.g. 'Eye' has the nature of seeing, its capacity is activated by
consciousness along with the totality of causes and conditions including the
object, the eye consciousness and accessories like light etc. The object appears, the eyes see and the eye
consciousness knows. The process gets
completed in what is known as manovijnana dhatu which consists in grasping of the object of
consciousness.
Before
the start of the cognitive process citta is in a latent or natural state of existence. It is known as vithimukta citta or pakkatimano. It is also known as nibbuta citta.
Bhavanga is such a state of citta. The cognitive process starts with bhavanga and ends in bhavanga (nibbuta citta). In its functioning as stated earlier citta is conditioned by emotional
afflictions and ideational defilements but when it is freed from all this then
it becomes bodhi citta which
is prakrti prabhasvara citta (naturally luminous citta).
[11]
II
Distinct from the Theravada analysis of consciousness
we find a full fledged epistemology in later
Buddhism. Dignaga and his illustrious successor Dharmakirti have been the impelling force responsible for
the development of the medieval Indian philosophy in general and epistemology
and logic in particular. They have been the epistemological thinkers of the
first order and their contributions to the philosophical thought have been
unique and distinct. Both have been brilliant stars in the firmament of Indian
philosophical horizon. It is therefore highly significant to study, analyze and
evaluate the seminal contributions of Dignaga whose
thoughts find culmination in Dharmakirti. The main objective of this write-up is to
expound and understand their philosophical ideas in the field of epistemology
in the background of metaphysics and value-theory. It should be our endeavor to
study both the constructive and critical aspects of Dignaga-Dharmakirti
philosophical tradition with special reference to theory of knowledge so as to
bring to the fore and evaluate its seminal contributions with a view to put
them before the modern world scholarship for appreciation.
[12]
In the Dignaga-Dharmakirti tradition precursors like Maitreya, Asanga and Vasubandhu made pioneering attempts to construct
epistemology on the Buddhist pattern. Maitreya
discussed in detail the nature of reality and modes of knowing. He is the
forerunner of the art of debate (vadavidhi) in
Buddhist circles. Asanga followed Maitreya
by and large but differed in respect of theory of proof. (sadhana). Vasubandhu
carried forward and systematized this enterprise. However, it was Dignaga who put Buddhist epistemology on a solid footing
and gave it a distinctive character. He imparted a new direction to Indian
epistemology by giving a new mode of understanding the nature of knowledge and
ways of knowing, in propounding a formal system of logic and a differential
theory of language. He did it by interspersing the treatment of ontological
issues within them, a style that was later on followed by Gangesa
in the Nyaya School.
It was innovative of Dignaga to point out that
epistemology has to be structured keeping in view the requirements of ontology
(Meyadhinamanasiddhih). For this he composed
distinct and independent treatises. The most significant work of Dignaga is Pramana-samuccaya
with auto-commentary. It consists of six chapters dealing with pratyaksa (perception), svarthanumana
(inference which is only cognitive for ones own
sake), parathanumana (syllogistic inference
which is verbalized for the sake of others), hetu-drstanta
(reason-example), apoha (negation of the
opposite) and jati (analogue). Another work
ascribed to him is Nyaya-pravesa which deals with anumana
and its fallacies. Another small but very valuable work is Hetu-cakra-damaru which outlines a formal system of
logic. Forth work is Alambana-pariksa. Fifth
work is Trikala-pariksa. Another work ascribed
to him is Nyaya-mukha. Tibetan versions of all
these works are available but lost original Sanskrit versions of some of them
have been restored.
[13]
Dharmakirti is a prominent Buddhist thinker belonging
to the syncretic phase of the Sautrantika-Yogacara
tradition. He not only mastered the systems of Asanga,
Vasubandhu and Dignaga but
also excelled in them. He has several works to his credit but Pramana vartika can
be regarded as his magnum opus in which he expounds his thought in a
systematic and detailed form. It is advancement on the views of Dignaga propounded in Pramana
samuccaya and it surpasses them. It consists of
four chapters. The first deals with analysis of the pramanas
in general, the second with pratyaksa as pramana, the third with svarthanumana
(inference) and the fourth with pararthanumana
(syllogism). The next work of Dharmakirti is Pramana viniscaya.
It is an abridgment of Pramana vartika. The third work is Nyaya
bindu which is a further abridgment. There are
five other small tracts devoted to specific topics. Hetu
bindu is a short classification of logical
reasons based on the Hetu cakra damaru of Dignaga. Sambandha pariksa is an examination of the problem of relations.
(See for details my paper in Journal of Indian Council of Philosophical
research, Volume XIII, Number 3, May-August, 1996). Vada
Nyaya and Codana
prakarana are treatises on the act of carrying
on disputation. Santanantara siddhi deals with the reality of other minds. It
attempts to refute solipsism.
[14]
In the Pramana vartika
Dharmakirti undertakes a systematic exposition of the
Buddhist conception of ‘sarvajnata’
along with other arguments for proving the authoritativeness of the Buddha vacana. He gives an elaborate account of the nature,
criteria and means of knowledge. He logically argues for the tenability of the
theory momentary-ness and flux. He explains the meaning and significance of the
fundamental Buddhist concept of ‘pratityasamuptada’.
He delineates upon the nature and means of moksa
(nirvana) along with an exposition of the ‘Four Noble Truths’. He
provides a logical foundation to the theory of ‘Vijnaptimatrta’,
a central thesis of the Vijnanavada School. He
discusses the theories of karma, samsara and
rebirth in the Buddhist context. He makes significant contribution in the
exposition of the theory of ‘apoha’ in its
ontological, epistemological and linguistic dimensions.
[15]
III
The Indian philosophical thought has developed only
through mutual discussions, debates and encounters among different schools,
systems and thinkers. “Vade vade jayate tattva
bodhah” has been the guiding spirit in
philosophizing. Right from the times of the Vedic thought it has been enjoined
that the truth can be approached, understood and expressed in diverse ways and
therefore the game of philosophizing can be played by mutual supplementations
and complementarities. The development of philosophical thought in each school
has not been in isolation or exclusion but in intimate interactions so much so
that one can not understand much less appreciate the
schools of Indian thought without at the same time being well-versed and
steeped in the prevailing systems. There can be mutual corrections and
borrowings. There can be agreements to disagree. But there cannot be mutual ignoring or
overlooking. Dharmakirti is no exception to this rule
of the game. There have been sharp and brilliant philosophical responses by and
to Dharmakirti. He undertook close encounters with
the then prevalent ideas, theories and viewpoints and ably defended Buddhist
position from the attacks and counter attacks of the rival systems and
thinkers. He even developed and perfected the mode of debate (Vada- vidhi). His encounters
with Samkhya-Yoga, Nyaya-Vaisesika,
Purva and Uttara Mimamsas, Lokayata thinkers and
Grammarian philosophers like Bhartrhari, Jaina thinkers and many others are notable and worth merit.
His critical examination of the theories of Sphota
of the Grammarians, Samavaya and other
relations of the Naiyayikas, of the Nyaya proofs for the existence of the Creator God etc. is
really penetrating and innovative. This tradition was carried forward ably by Santaraksita in Tattva-samgraha
and by his commentator Kamalasila in his Panjika.
[16]
IV
Every school of philosophy (Darsana)
in India has attempted a theory of knowledge (pramana
sastra) on which its metaphysical structure is
built. The ultimate goal of all philosophizing, and for that matter of all
human enterprises, is to realize freedom from pain and suffering, and
experience peace and bliss. For the realization of the summum
bonum of life knowledge of reality (tattva jnana) is an essential
and necessary prerequisite. It is believed that a theory of knowledge is propaedeutic to a theory of reality because for knowing the
reality one has to know knowledge itself. This belief is grounded in the fact
that to philosophize (in Indian context) is to reflect on the nature of reality
given in experience. Every experience is caused by and pertains to an object
that is a part of reality. It has a built-in self-transcendence, a
trans-phenomenal character, an intentionality, pointing to an object
(arthavisayakatva). This reference to the
object may be cognitive or non-cognitive (emotive, volitional etc.). A
cognitive reference consists in revelation of the object (jnanamarthaprakasakam)
or in making the cognizer aware of it (arthadhigama) in terms of its existence,
nature, relations and functions. Though every cognitive reference
reveals an object, there is always a possibility of going astray in this
reference and there is no guarantee that it will faithfully and adequately
reveal its object. It may reveal its object as it is or other than
what it is. This possibility of error in cognitive reference (visamvada) necessitates an inquiry into its
veracity. That cognition is knowledge (prama /pramana) which is true or which is non-discordant with
its object. There has to be indubitability with
regard to the truth of the cognition in terms of its non-discordance. The
truth-claim of knowledge has to be well evidenced. The entire epistemological
pursuit begins with and centers round this task. Dignaga
and Dharmakirti also have provided a firm
epistemological basis to their theory of reality by constructing a theory of
knowledge in keeping with the ‘process ontology’.
[17]
“All successful human action is necessarily preceded by knowledge”. With this
prefatory remark Dharmakirti defines the scope and
aim of epistemology in the Nyaya bindu. Human action may be either purposive or
instinctive. Human purpose is again something either desirable or undesirable.
A purposive action based on knowledge consists in attaining the desirable and
avoiding the undesirable. Knowledge is efficacious in causing successful action
in the sense that it results in the attainment of the desirable aim and
avoidance of the undesirable one. A cause may be productive (karaka) or
informative (jnapaka). Knowledge is a cause of
successful action in the latter sense only. It enables us to reach the real,
which alone has practical efficiency. However, it must be made clear that
practical efficiency (arthakriyakaritva) is
only the test of the truth of knowledge and not its laksana
(criterion or definition). In the Pramana vartika he defines knowledge as a
cognition that is not in discordance with its object (Pramanamavisamvadijnanam). He further maintains that
a cognition that is perfectly in accord with its object will also be
characterized by novelty (ajnatarthaprakaso va). It is revelatory of an
object not yet known because the object is momentary in nature and only that
knowledge will accord with object that arises at that very moment when the
object is also in existence. It is the first moment of cognition, the moment of
the first awareness. Unlike the thinkers of Nyaya
School he maintains that continuous cognition (dharavahika
jnana) is not true. Dharmottara
in his commentary on the Nyaya bindu explains it as follows: “In common life when we
say that truth is being spoken what we mean is that it makes us reach an
object. Similarly, that cognition is true which makes us reach an object it
points to. In fact, knowledge does not create an object and does not offer it
to us, but just makes us reach at it. By making us reach to it nothing else is
meant than attending to it.”
[18]
Dharmottara further specifies that knowledge is of
two types. It is intuitive when it springs from inside. It is discursive when
it is acquired by directing our attention toward an object with the help of the
senses and the cognizing consciousness. Only discursive knowledge is analyzed
in epistemology.
[19]
V
Indian thinkers
generally adopt a causal approach to knowledge. Knowledge is taken to be an
outcome of a particular causal complex in which the most efficient instrumental
causal condition (karana) is technically known
as pramana. In the Buddhist tradition,
the word pramana refers to both the process of
knowing and the knowledge acquired on that basis. The Buddhist thinkers do not
entertain the distinction between the process of knowing (pramana)
and its outcome (pramanaphala=prama). Whether or not pramana
and pramanaphala are to be sharply
distinguished has been a hotly debated issue between Nyaya
and Buddhist thinkers. Nyaya thinkers insist that pramana as a process leading to prama
should be distinguished from the latter, which is its result (phala). For them prama
is the pramanaphala, and pramana
is the karana of prama.
Buddhist thinkers, however, maintain no distinction between the two. The act of
cognizing completely coincides with the cognition of the object. The Naiyayikas are paratahpramanyavadins.
For them pramana is the evidencing
condition for the truth of knowledge and prama
is the evidenced knowledge. For Buddhist knowledge is self-evidencing (svasamvit). This follows from the theories of dvairupya and sakarajnana
propounded by Dignaga. Every
knowledge is produced with two-fold appearance, viz., svabhasa (of itself) and visayabhasa/arthabhasa/arthakara (of the
object). In being svabhasa a
cognition cognizes itself. In being visayabhasa
it establishes its truth because of its being in the form of the object (arthasarupya), i.e., non-discordant with its object.
To be in the form of the object is the sufficient condition of its being true.
Thus a cognition is never devoid of a form of its own.
[20]
The doctrines of svaprakasa and svatahpramanya go together. Not only is every
cognition a cognition cognizing itself, but it also evidences itself. Thus the
difference between the Buddhists and the Naiyayikas
is in their understanding of the nature and role of pramana. For the Buddhists pramana
means that by which an object is known (pramiyate artho aneneti) whereas the Naiyayikas
understand pramana as that which is the
most efficient causal condition giving rise to and evidencing the truth of
knowledge (pramayah karanam
iti pramanam). Dignaga, however, concedes that from functional point of
view if a distinction is needed it can be drawn.
[21]
In the Dignaga-Dharmakirti tradition two different
views are available about the nature of pramanaphala.
According to one, pramanaphala consists in the
cognition of the object (visayadhigama).
According to the other it is self-cognition (svasamvitti).
Both these views are complementary and not conflicting and are available in the
works of Dignaga, Dharmakirti
and Dharmottara. Santaraksita
gathers them together and brings out their distinction. He maintains that
according to the Sautrantika tradition which believes
in bahyartahvada, sarupya
is pramana while visayadhigati
is pramanaphala. According to Vijananavada, sarupya is
of course the pramana but svasamvedana
is the pramanaphala. In the ultimate analysis
these views are not different because visayadhigati
and svasamvedana are not two different
phenomena as they are two facets of the same knowledge-situation in Buddhist
epistemology.
[22]
The idea that the truth of cognition is to be determined in terms of its
reference to its object leads Buddhist thinkers to propound the theory of meyadhinamanasiddhih as different from the Nyaya and Samkhya view of manadhinameyasiddhih. These are not to be taken as contradictory
views but complementary only. Between reality and knowledge there is an
intimate organic relation of mutuality. Reality is dependent on knowledge for
being known (prakasa). This is noetic dependence. Knowledge is dependent upon
reality for its origin (utpatti) and
evidencing of its truth (jnapti). This is ontic dependence. The Buddhists emphasize ontic dependence whereas the Naiyayikas highlight noetic
dependence. However, to make the distinction clear it must be admitted that the
Buddhist thinkers argue that epistemology is to be structured to support
ontology but the Naiyayikas insist that epistemology
should lead to structuring of ontology. The Buddhist view led to acceptance of
the position of pramanavyastha (separation of
the spheres and functioning of pramanas)
whereas the Nyaya view resulted in establishing the
position of pramanasamplava (commingling of
the different pramanas in their operation).
According to the Buddhists there are two kinds of objects of knowledge, viz.,
the unique particular (svalaksana) and the
generalized concept (vikalpa/samanyalaksana). The Naiyayikas
refuse to draw such a distinction. This has resulted in a sharp distinction of
philosophical positions of the two schools.
[23]
It has been one of the most significant tasks of philosophy to put forth a
criterion of truth and a mode of its ascertainment. An enquiry into the problem
of truth is necessitated because all cognitions are not alike in their truth
values. Had they been so there would have been no need to evidence them. The
very possibility of error in cognition demands its subjection to critical
examination with a view to establish its veracity. If the veracity of cognition
is to be established the question arises as to what sort of criterion is to be
resorted to. The problem of pramana has been
raised and discussed precisely because of this. According to Dignaga and Dharmakirti the truth
of knowledge is intrinsic to it and consists in its coordination with the
object. This is technically known as meyarupata
or arthasarupya. (Arthasarupyamasyapramanam, Nyaya-bindu,
I.19; Tasmat prameyadhigateh
sadhanam meyarupata, Pramanavartika, II.306.) Knowledge is caused by
its object and therefore it must possess the form of that object. In other
words, since knowledge is determined by its object this determination is
expressed as knowledge having the form of the object. Thus when we have a
distinct cognition of something blue this cognition is determined by something
blue and not something yellow, and this determination is made by the form of
something blue in the cognition itself. In order that cognition has to be true
it has to represent its object in its proper form. This is possible only when
the cognition is arising in the form of the object. The truth of cognition therefore consists in
sameness of form with its object. The same thing has been stated by Dignaga as, “Whatever form of the thing appears in the
cognition, as, e.g., something white or non-white, it is an object in that form
which is cognized.” (Pramanasamuccayavrtti,
I.9)
[24]
When Dignaga and Dharmakirti
talk of sarupya as pramana
it should not be misunderstood as advocacy of similarity of cognition with
object because cognition can never be
similar to its object. Cognition and object belong to two different categories One is epistemic and the other is ontic.
Therefore it will be meaningless to talk of their similarity. All that it means
is that every cognition necessarily refers to its
object and every true cognition has to refer to its object as it is. To
refer to the object as it is has been figuratively expressed as the
cognition having the form of the object. This point is made clear by Prajnakara while commenting on Pramana
vartika II.309, with the example of a new born
child who showing similarity to his father is said to have taken the form of
the father, although he has no such function as taking his father’s form. It is
just a metaphorical way of saying things.
[25]
According to the Dignaga-Dharmakirti tradition there
are only two types of objects of knowledge, viz., grahya
(the given, perceived) and adhyavaseya (mentally
construed, conceived) and accordingly there are only two types of true
cognitions viz., pratyaksa (perception)
and anumana (inference). (Dvividho hi pramanasya
visayo grahyasca yadakaramutpadyate prapaniyasca yamadhyavasyati. Anyo
hi grahyam anyascaadyavaseyah, Dharmottara’s
commentary on the chapter on pratyaksa). Corresponding to these two types of
cognitions there are two types of akara or pratibhasa (form or reflex of the object). The
perceptual cognition consists in a pratibhasa
which is niyata (definite or fixedly
determined) because it is caused by the object independent of perceiving
consciousness and therefore objectively real. In the case of conceptual
cognition the control of the object is remote and hence the pratibhasa
here is aniyata (indefinite and vague). Both Dharmakirti and Dharmottara have
made this point very clear. As Dharmaottara puts it,
“The perceived object giving rise to awareness generates a regulated mental
reflex (i.e., a reflex limited to that object). It is just like a patch of colour which giving rise to a visual awareness generates
definite mental reflex limited to that patch. The conceptual awareness on the
other hand is not directly generated by the object. Thus in the absence this
causal factor regulating the mental reflex there is no fixed or definite mental
reflex.”
[26]
Dignaga insists that every niyata
pratibhasa has to be in coordination with its
object because it is produced by that object only. An object can not produce any such pratibhasa
which does not accord with it. Logically
therefore he rules out any possibility of deviation from its object in a niyata pratibhasa.
That is why he defines pratyaksa simply as ‘kalpanapodham’ and does not feel the need to add the
adjective ‘abhrantam’. Dharmakirti,
however, does not agree with him and maintains that an object may sometimes
fail to give rise to its genuine pratibhasa.
This point will be elaborated under discussion on pratyaksa.
[27]
VI
Vasubandhu,
Dignaga and Dharmakirti on
perception (Pratyaksa)
There are two
types of object to be known and accordingly there are only two ways of knowing
which are pratyaksa and anumana. Corresponding to unique particular (svalaksana) we have pratyaksa
(perceptual knowledge) and corresponding to samanyalaksana/
vikalpa there is anumana
(inferential knowledge). Pratyaksa is pure sensation, a direct sense
apprehension of the unique particular. Anumana is is a mental construction in the form of generalized images.
What is known in pratyaksa is not knowable in anumana and vice versa. Pratyaksa
is foundational pramana in so far as anumana depends upon it. Anumana
presupposes pratyaksa (pratyksaprsthabhavi).
However both are equally important (tulyabala).
[28]
In the Vadavidhi Vasubandhu
defines perception as “Tato’rthadvijanam pratyaksam, i.e., ‘perception is a cognition produced
by the specific object.’ It is exclusively caused by the object as distinct
from inference which is a mental construction. It is free from all
conceptualization. Though he does not explicitly say so, this is his intension.
The word ‘tato’ points out exclusive role of
the object.
[29]
Instead of defining perception in terms of ‘object-generated’ cognition Dignaga, being an abstruse logician, defines it as “kalpanapodha, i.e., ‘free from mental
construction’ perhaps because the idea of perception being ‘opposite of
inference’ can be better expressed with the help of the technique of double
negation. For the Buddhists all knowledge is either perceptual or conceptual
(inferential), there being no third variety. Thus perception is not inference
and inference is not perception. This is known as pramanavyavastha.
. From this it follows that perception can be defined as ‘opposite of
inference’. In fact there is no basic difference between Vasubandhu’s
and Dignaga’s definitions. The same thing has been
positively stated by one and negatively by the other.
[30]
A perceptual cognition is solely determined by its object and not in any way
constructed by its object. The expression ‘kalpana’
is defined by him as ‘namajatyadiyojana’ which
means association of concepts and words. So to say that it is ‘kalpanapodha’ means that it is free from all mental constructions (kalpana, vikalpa) in terms of
dravya (substance), guna
(quality), karma (action, relation), jati
(class character) and nama (verbalization).
It is just what is given to us in immediate experience. It is the immediately
given sensum in complete isolation from all
conceptual and verbal determinations. Thus the theory of pratyaksa
as nirvikalpaka was spearheaded by him.
Perceptual cognition arises when an object gives rise to its reflex (pratibhasa) in the cognizing consciousness through the
senses. It is called prati+aksa and not prati+visaya because even though the object is
emphasized here the senses are the specific cause whereas object is only a
common cause.
[31]
The usual definitions of perception in terms of ‘sense-object contact’ given by
Nyaya-Mimamsa and Jaina
schools and in terms of ‘modification of internal cognitive sense’ (antahkaranavrtti) given by Samkhya and Advaita Vedanta are not acceptable to Dignaga
, as perception is pure sensation (pratibhasa)
caused by the object in the cognizing consciousness. A cognitive sense has its
own object and its own function. Its object is unique particular (svalaksana) which alone being real and
efficient can produce sensation. Its function is to make the object present to
the cognizing consciousness. Thus perception consists in an awareness of
presence of the object, its mere presence and nothing more. To construct a
determinate awareness of the object whose presence has thus been sensed is
another function which follows in the wake of the first. This is known as
mental construction (pratibhasa pratiti) which is the function of mind. Accordingly, a
distinction is drawn between “Nilam vijaniti” (cognizing blue) and “Nilamiti
vijaniti” (cognizing that it is blue)
following the Abhidharma.
[32]
According to Dignaga erroneous cognition is not
perception as it arises due to conceptual construction. All errors are
consequences of faulty mental constructions. At the level of pure sense data
there is no question of error because the sense data are wholly given by the
object and there can be no error. That
is why he does not include the term ‘abhrantam’
in his definition of pratyaksa.
[33]
Dharmakirti following Dignaga
defines perception as ‘kalpanapodha’ (free
from mental construction) but adds the adjective ‘abhrantam’
(non-erroneous). The object of perception is svalaksana,
which is unique particular having nothing in common with any other object
similar or dissimilar. This object is not a mental construct (samanya laksana, vikalpa) in the form of substance, quality, relation,
class character and linguistic expression.
He defines kalpana as ‘abhilapasamsargayogyapratibhasapratiti’. It is mental construction. Every mental
construction is determinate cognition and not just pure sensation.
Determination is function of cognizing consciousness and as such it can not be regarded as a part of perceptual cognition. He
draws a clear distinction between pratibhasa
(indeterminate) and pratibhasapratiti
(determinate). Pratibhasapratiti is kalpana which is paroksa. Pratibhasa is
perception and not the later which follows the former. Pratibhasa
is incapable of verbalization ( anabhilapya)
whereas pratibhasapratiti (determinate
cognition) alone is capable of verbalization (abhilapasamsargayogya).
It has potential verbalization. His
argument is that no verbalization can take place in the absence of
conceptualization and there is no conceptualization in perception. In other
words, perception, which is pure sensation, is only to be experienced. Though
it is necessary that there can not be verbalization
without conceptualization, the reverse is not the case.
[34]
Differing from Dignaga Dharmakirti
says that perceptual cognition should be defined as free from error, because
cognitive sense can also be a causal factor for error. Accordingly he analyses
four types of error, caused by defective cognitive sense, spatial placement of
object, spatial placement of cognizer, and mental
state of cognizer. He mentions instances of error
caused by colour blindness, rapid motion, travelling
in a boat, mental sickness, and so on. Dharmottara
points out that these four different illustrations represent four different
types of error. The cause of colour blindness is
located in the sense organ (indriyagata), the
cause of motion resulting in the cognition of fiery circle is located in the
object (visayagata), the cause of
illusion of moving trees is located in the external circumstances that
condition the perceiver (bahyasrayasthita), and
the cause of hallucinatory illusions is located in the internal circumstances (adhyatmagata)
[35]
Perceptual cognitions are classified by Dignaga and Dharmakirti into four types: sense perception (indriya pratyaksa),
mental perception (manasa pratyaksa), self-perception (svasamvedana
pratyaksa) and mystical perception (yogi pratyaksa). Sense perception is caused by external
object. Mental perception consists in mental awareness of an object which is
derivative from the object of immediately preceding sense perception.
Self-perception is internal awareness of all mental phenomena like knowledge,
desire etc. The concept of self-perception is one of the most significant
contributions of Dignaga. According to him each
cognition cognizes itself while cognizing an object. The scope of
self-perception has been enlarged by Dignaga to
include the awareness of conceptual constructions also. The intuitions
apprehended by yogis are perceptual direct awareness.
[36]
In Dharmakirti we find detailed analysis of these
four types of perception with greater clarity and depth. So far as indriya pratyaksa
is concerned it is most fundamental and pervasive type of perception. Such
knowledge consists in presentation of an object to consciousness through the
medium of the senses. The cognitive sense are only medium (dvara),
not agent. Their function consists only in creating a sort of link between
cognizing consciousness and objective reality outside. Manasa
pratyaksa immediately follows indriya
pratyaksa. It is in fact the element of attention
when indriya pratyaksa
arises. That is why Dharmakirti in the Nyaya-bindu defines it as, “mental sensation which follows
sense perception, which is its immediately preceding homogeneous cause”. (For
details refer my book on Buddhist Epistemology). Svasamvedana
pratyaksa is cognition cognizing itself along
with cognizing its object. Cognition of all mental states also comes under it.( For details refer to my book) . Dharmakirti
defines yogi jnana as intuition of yogi that
is produced from sub-culminational state of
deep meditation on transcendental reality. It is experience realized in the
state of samadhi. Dharmakirti
states that yogi pratyaksa is generated by
deep contemplation, and it is vivid and free from conceptual construction.
[37]
VII
Dignaga
and Dharmakirti on inference (anumana)
The other mode
of knowing accepted in the Buddhist epistemology is inference (anumana) which subsumes other pramanas like sabda.
It is both a mode of knowing and a way form of reasoning. Thus it has epistemic
and logical aspects inseparably coalesced into one. The earliest formulation of Buddhsit theory of inference is available in the Yogacarabhumisastra of Maitreya
and Prakaranaaryavacasastra of Asanga, though in the Kathavatthu
several terms of reasoning and logic are available. A systematic study of
the theory of inference is introduced by Vasubandhu
in the Buddhist tradition. Dignaga gave it a new
direction and impetus. His analysis of inference was so strikingly original
that Nyaya circles also had to take cognizance of it.
A distinctive contribution of Dignaga has been to
draw a distinction between inference as a pure thought process and its
linguistic expression (prakasana/akhyana). The former is purely propositional
and the latter is sentential. The other innovation of Dignaga
is advocacy of a variety of inference which may be called analytical entailment
(svabhavanumana), in which one concept
is so connected with another concept that the former can be inferred from
another. The most important and innovative contribution is presentation of a
formal schema of different relations of hetu
(reason, probans, middle term) with sadhya (probandum, major
term) known as hetucakra, and pointing out the
conditions of validity of inference on that ground. This is an attempt to
construct a formal system of logic. Dignaga’s system
of inference is further explicated and elaborated by Dharmakirti.
His special contribution is systematic formulation of the negative entailment
relation with its eleven varieties. Lastly, in Dignaga
we find a new understanding of the concept of anumeya.
According to the Nyaya logicians sadhya
is anumeya, but for Dignaga
it is paksa characterized by sadhya which is anumeya.
The later Naiyayikas emphasize the co-locus-hood (ekadhikaranya) of hetu
and sadhya in paksa,
whereas Dignaga talks of hetu
and sadhya as co-properties (dharma)
of paksa. Dignaga’s
formulation of theory of anumana was further
explicated by Dharmakirti in his Pramana
vartika and Nyaya
bindu and other works. His main contribution lies
in elaboration of the doctrine of trairupya
linga.
[38]
The process of inference is a thought process consisting of antecedent
knowledge (premises) and consequent knowledge (conclusion). The two must have
entailment relationship (gamaka-gamaya bhava) which is technically known as avinabhava or vyapti
(necessary concomitance). Avinabhava
constitutes the logical ground for the process of anumana.
The antecedent leads to, or gives rise to, the consequent and is therefore a gamaka (that which entails). The consequent results
from the antecedent and is therefore the gamya
(that which is entailed). This entailment relation is due to an existential tie
(svabhava pratibandha)
which is a necessary relation between a logical mark (linga)
and the object of which it is a mark (lignin). In the Buddhist view the
logical mark and the object of which it is a mark are concepts only, and not
things or events or metaphysical reals, as in other
systems.
[39]
Anumana has
been defined by Vasubandhu in the Vadavidhi as, “Nantariyakartha
darsanam tadvido anumanam.” That is, anumana
is knowledge arrived at on the basis of inseparable relation of hetu with sadhya
by a person who knows that relation. This definition is acceptable to Dignaga and Dharmakirti but
keeping the concept of trairupyalinga as the
focal point they give another definition which is expressed by Dharmakirti in the Nyaya
bindu as, “Trairuyallingad
yadanumeye jnanam tad svarthanumanam.” This definition takes into account the
distinction between svarthanumana and parathanumana, the latter being linguistic
expression of the former. Dharmottara gives
etymological definition as, “Lingagrahana sambandhasmaranasya pascanmanamanumanam.
Here anumana is defined as that cognition
which is implied by the perception of the linga
that characterizes the paksa and the
remembering of the necessary concomitance between the hetu
and sadhya.
[40]
The process of inference involves three basic terms and their interrelations.
The three terms are minor (paksa),
middle (hetu or linga)
and major (sadhya or lignin). There are
three types of relations among them. The first two are constitutive of
premises, one being relation of middle term to minor term known as paksadharmata, and the other is relation between
middle term and major term known as vyapti (necessary
concomitance). The third relation is anumiti
(conclusion), a relation between minor term and major term.
[41]
Paksa
stands for the subject under consideration in the inferential reasoning. Every inferential reasoning
pertains to some individual or class of individuals about which we want to
infer or establish something. It is
technically known as paksa. Etymologically paksa (pacyate iti paksah) means that to
which hetu and sadhya
belong as its properties. In this sense
it is referred to as dharmin, the underlying
substratum to which hetu and sadhya are ascribed as dharmas.
This idea was later developed in Navya Nyaya as ‘ekadhikaranya’
or ‘samanadhikaranya’. Paksa is
subject under consideration in inferential reasoning. Therefore it is called anumeya and defined as jijyasita
viseso dharmi. Though at the level of objective reality
Buddhists do not entertain the distinction between dharma and dharmin at the conceptual level, which
underlies all our worldly behaviour, such a
distinction is very much necessary because no conceptualization can take place
without bringing in distinctions in terms of dravya,
guna, karma, jati and nama. Since paksa may stand for an individual or a class of
individuals a distinction is drawn between two types of concept corresponding
to a paksa, namely, having universal
denotation (sakaladesavrttitva) and having
individual or particular denotation. (ekadesavrttitva).
From another point of view distinction can again be drawn between ‘time bound’
(as in karyanumana) and ‘time free’ (as in svabhanvanumana) paksa.
In Pracina Nyaya paksa is regarded as ‘samdigdha
sadhyavan’ but in Buddhist it is ‘jijnasita sadhyayavan’
and in Navya Nyaya
there is transition to ‘sisadhayisa’. This
development in thought is very interesting.
[42]
The hetu or linga
(middle term) is a pivotal element in the process of inference. It is a
necessary mark of the sadhya (major term) and
therefore becomes the ground or reason for its inference (hinotiiti
gamayati paroksartham).
In order to serve this function it has to satisfy three formal requirements.
Only after meeting these requirements it becomes valid middle term (sadhetu) and renders the inferential reasoning valid.
The three conditions are:
i)
its necessary presence in subject’s totality (anumeye
sattvam)
ii)
its necessary presence in similar instances only, although not in their
totality (sapaksevasattvam)
iii)
its necessary absence from dissimilar instances in their
totality. (asapakse casattvameva
niscitam)
Qualified by
these three conditions the middle term is known as trairupya
linga (three-featured middle term). The middle
term is a property of the minor term. Dignaga defines
it as that apprehended property of the minor term which is pervaded by the
major term.
[43]
According to the Buddhists there are three types of hetu,
namely svabhava (essential identity), karya (effect) and anupalabdhi
(non-cognition). On the basis of these three types of middle term there are
three types of inferences, named as svabhavanumana,
karyanumana and anupalabdhi
anumana.
[44]
Svabhava
hetu is defined as the one whose mere existence is sufficient for the
establishment of sadhya. For example, in the
inference, “It is a flower because it is a rose”, the hetu,
namely, rose is sufficient for proving the sadhya,
namely, flower. The two have sameness of reference (tadatmya).
Both are existentially identical, and have the relation of analytical
entailment. The second type of hetu is karya hetu which is
in the form of an effect necessarily presupposing its cause. The causal
relation is a relation of succession different from the relation of identity
which is that of simultaneity or co-existence. The third type of hetu is anupalabdhi
which is negative in nature. It is
defined as ‘non-cognition of such an object that otherwise fulfills the
conditions of cognizability. The non-cognition of a
thing is sufficient to infer non-existence of that thing on the ground that if
it were present it would have been necessarily perceived when all other
conditions of perceptibility are fulfilled. Dharmakirti
has discussed eleven varieties and Moksakaragupta has
added five more to this. Sadhya (major term) is that property of the minor
term which is to be proved or inferred. The object of inferential reasoning (anumeya), therefore, is not the major term
alone but the major term as being the property of the minor term.
[45]
There are two more terms that occur in the process of
inference. They are sapaksa (homologue) and asapaksa or vipaksa
(heterologue). Homologue is similar to minor term in
so far as it necessarily possesses the major term as its property. For example,
if fire is the property to be inferred in relation to a hill then all those
instances like kitchen etc. where fire is known to be a property constitute
homologue. A homologue is similar to the
minor term only in the respect that both of them comprehend a similar property.
Dissimilar to homologue and the minor term is the heterologue.
In other words, it is that which is never a possessor of a
property possessed by the minor term and the homologue. It is of three
types, (a) different from sapaksa (anya), (b) contrary to sapaksa (viruddha)
and (c) absence of sapaksa (abhava).
[46]
Paksadharmata constitutes one of the necessary grounds
for the process of anumana. It consists
in judjmentalization of the perceptual cognition of hetu located in paksa.
It stimulates the process of anumana.
[47]
The other ground of
the inferential process
is vyapti which is the
relation between hetu
and sadhya
which can be understood in terms of necessary dependence (avinabhavaniyama). The Buddhist conception of vyapti stands for
an invariable necessary connection. Vyapti is a necessary bond because of the fact
that it is rooted in what is technically known as svabhava pratibandha or existential
dependence. Existential dependence means
dependent existence. It may be in the
form of a causal relation or an analytical entailment. For example, the dependence of effect on its
cause enables us to infer the cause the moment the effect is known to us. Similarly, an analytically deduced fact by
its very essence depends upon the fact from which it is deduced. Thus there is svabhava pratibandha between cause and effect and
between the deduced object and that from which there is deduction. The example of the former type is the
relation between smoke and fire and of the latter type is the relation between
rose and flower. We can deduce one fact
from another only if there is existential dependence. It can be asked why is it that we can deduce
one fact from another only if there is existential dependence. The answer given
by the Buddhist logicians is that this is so because effect which is not
dependent upon another object cannot be invariably and necessarily concomitant
with the later. In other words, if
effect is not tied up by its existence to another object, it can not be necessarily concomitant with the latter. There will be no invariability (avyabhicara). Thus the possibility of deducing one fact
from the other depends upon an invariable and necessary connection which
precludes the existence of the one without the existence of the other. Therefore, if two facts are existentially
connected we can assert that one of them can not
exist independently of the other and therefore from the presence of the one
follows the presence of the other.
[48]
The most significant
and fundamental contribution of Dignaga is to
give a formal schema of nine valid and
invalid types of anumana/anumanabhasa based on three logically possible
relations of hetu with sapaksa
and asapaksa. His work titled, “Hetucakradamaru” is a primer of ‘Buddhist Formal Logic.’ (For
details see my book ‘Buddhist Epistemology)
.
[49]
VIII
Dignaga
and Dharmakirti on differential theory of language (apoha)
In the Buddhist
system language is a part of epistemological discourse in the context of
verbalized cognition. Language is not a separate source of knowledge, nor does
it describe reality. The real is only perceptual and perceptual is
inexpressible. Only conceptual knowledge is expressible in language. Language
is a result of mental construction and hence it refers to mental concepts only.
[50]
The method of apoha has been a
technique of philosophizing cultivated and developed in the Dignaga-Dharmakirti
tradition of Buddhist thought. It has been used in dealing with ontological,
epistemological, logical and linguistic issues with great ingenuity and
precision to understand and appreciate the basic doctrines of Buddhist view and
way of life. It helps in proper understanding of the nature of reality, thought
and language from Buddhist perspective. It is an approach based on the
theory of differentiation and mutual exclusion. It views anyonyabhava
(mutual exclusion) between every element of reality (in the form of dharma
known as svalaksana), between every
conceptualization of reality (in the form of samanyalaksana
known as vikalpa) and between meaning
of every linguistic expression (in the form of abhilapa
known as nama or sabda). Every element of reality, thought and
language is discrete from (svato vyavartaka) but inter-relatable with the rest of its
kind and fine-tuned inter-netting is possible between and among them. All are pratityasamutpanna and thus they are interdependent.
Generally Apoha has been known as a theory of
meaning and its ontological, epistemological and logical dimensions have not
been emphasized. It is interesting to note that according to the Buddhist view
every svalaksana and every vikalpa
is a counter correlate of its opposite (anyapoha).
Therefore no apprehension of any one, whether it is perceptual or conceptual or
linguistic, is possible without delimiting it by excluding the rest. Every
determination is negation in this sense. The reality in itself is indeterminate
and any attempt to determine it has to proceed through anyapoha
only. It is to be undertaken by the principle of double negation. Every dharma
is distinct and discrete and it can be understood as the counter correlate of
its opposite. To use the terminology of Class Calculus, it is like a class that
is the counter correlate of its complement class. The same holds good with
regard to a vikalpa and a sabda.
[51]
The meaning of a word stands for the relation of word and concept. In a verse
attributed to Dignaga it is stated that words
originate in concepts and concepts originate in words. The two are interdependent
and interspersed. The nature and function of the two are similar. A concept is
a mental construct. It is an exclusion or differentiation of one mental
construct from all other mental constructs. By its very essence it is an
exclusion of the other. It is the negation of all supposed possibilities other
than itself. Likewise, a word coveys its meaning by negating
its contrasting meaning. It is the affirmation of its own meaning
necessarily by the negation of its opposite meaning. A word expresses its meaning
per differentium. Without negation it
expresses nothing. A word conveys a positive meaning qualified by exclusion of
its opposites. For example, all that the word ‘cow’ expresses is the exclusion
of ‘non-cow’ and thereby communicates its meaning. The meanings of words ‘cow’
and ‘non-cow’ consist in the negation of each other. It is to be made clear
that only the contradictory meanings are to be negated. Thus, we can have joint
assertion of ‘white’ and ‘cow’ but cannot assert ‘cow’ and ‘non-cow’ together.
[52]
We have to attempt to understand afresh the Buddhist theory of Apoha, in the context of language, as a continuity
of thought from Dignaga to Ratnakirti.
It does not seem to be correct to hold that there have been three stages in the
development of this theory centering round Dignaga-Dharmakirti
as Negativists, Santaraksita-Kamalasila as
Positivists, and Jnanasrimitra-Ratnakirti as
Synthetics. Such a view runs counter to the very assertions of each later
thinker coming after Dignaga who claims to follow Dignaga and Dharmakirti in his
responses to Nyaya –Mimamsa
critiques of the Buddhist position by reformulating the ideas of his
predecessors. Neither Santaraksita and Kamalasila nor Jnanasrimitra and Ratnakirti state that they are differing or deviating from
their masters. They only claim to expound the views of their masters to clarify
the doubts, queries and misunderstandings of the critics.
[53]
For a proper understanding of the Buddhist philosophy, and its doctrine and
practices, one should always remember the advice, or rather the injunction,
given by Nagarjuna that there are two distinct
standpoints to approach them, viz., the empirical (samvrti)
and the trans-empirical (paramartha). He
avers, “Dve satye
samasritya buddhanam dharmadesana”. He makes it clear that both are
necessary and useful in a successive order. He says, “Vyavaharamanasritya
paramartho na desyate. Paramarthamanagatya nirvanam nadhigamyate.”
This is a very categorical and unambiguous statement. Most of the
misunderstandings of the theory of Apoha have
arisen because of overlooking of this advice.
[54]
The Buddhists of the Dinnaga and Dharmakrti
tradition, like the Upanisadic thinkers, draw a clear
distinction between the ‘tattva’(ens) and the ‘padartha’(object
of knowledge and linguistic representation). The tattva
is pure existence apprehensible (grahya)
through perceptual cognition that is bare sensation (pratibhasa)
of the tattva as its object. The tattva and its sense apprehension are beyond the ken
of the intellect and language. The intellect can only attend to the sensation,
and can conceptualize and verbalize it as a padartha
in the form of dravya, guna,
karma, jati and nama. This is known as kalpana that plays its role through vikalpa and sabda.
It should be made clear that the intellect can play its legitimate role only if
there are sensations to be attended to. Its task is to transform pratibhasa into pratibhasa
pratiti. The object then is
conceptualized (adhyavasita). The point to be
noted is that the real (vastutattva) is never
the object of thought and language. It can only be perceived and can never be
conceived. Of course every genuine conceptualization has to be preceded by
sensation. So conceptualization is pratyksaprsthabhavi,
i.e., arises in the wake of perception only. The real is presented in
perception and it is represented in conception. Only when the real is first
presented in perception and represented in conception it can stimulate
practical activity (vyavahara or pravrtti).
[55]
As stated earlier according to Buddhist tradition there are two types of object
of knowledge. One is the grahya that is
perceived and the other is adyavaseya that is
conceived. The grahya is svalaksana, the unique particular, and the adyavaseya is samanyalaksana
which is generalized representation. Concepts and words pertain to samanyalaksana only, and they have nothing to do
with the real, svalaksana, directly. So
in the context of language the Buddhist draws a distinction between referent
and referend. Word directly refers to referend only. The object ,say a cow, is directly
grasped or sensed in perceptual cognition whereas the object in conceptual
awareness is determined as ‘cow-ness’ or ‘cow form.’ In the knowledge arising
from utterance of the word ‘cow’ what we determine is an ‘object’ out there on
which we superimpose cow-ness this cow-ness is to be interpreted as exclusion
of non-cows. Here the determination is in the form, “It is not a non-cow”, it excludes our non-cow supposition. On hearing the word
‘cow ’we not only apprehend cow-ness but also determine an external object as
being excluded from non-cows. So upon hearing the word ‘cow’ we have a mental
image of cow in general which takes the form of something excluded from
non-cows. But the object of our practical activity is induced by that verbal
knowledge is a particular and real object which is characterized by being
excluded from non-cows.
[56]
The theory of Apoha, in the context of
language is an arrangement only (vyavastha matra) to understand meaning of a word and language.
According to it a word does not directly refer to a real (vastutattva)
that is ineffable. It is only an adhyasa(superimposition) on it. Or, it can be its abhasa in the intellect. Though Dignaga gave
a systematic formulation to the theory of Apoha
and made use of it in philosophizing about reality, thought and language,
it is Vyadi who is his precursor in propounding this
theory of language and advocating padavada as
different from Vajapyayana who propounded vakyavada. Bhartrhari
reconciled the two in the Vakyapadiya. Dignaga also attempted a similar reconciliation. So he
should not be regarded as padavadin or vakyavadin alone. Likewise he would accept both Abhihitanvayavada and anvitabhidhanavada
in different contexts. It will not be proper to regard him as an exclucivist. The theory of apoha
is very much comparable to the theory of sphota
of Bhartrhari.
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Suggested
readings;-
1. Dignaga--
Pramana samuccaya
2. Dharmakirti—(a) Nyaya
bindu with Tika
of Dharmotttara
(b) (Pramana vartika)
3. Santaraksita---Tattva samgraha with Panjika
of Kamalashila
4. S.R.Bhatt----
Chapter on ‘Logic and Language in Buddhism’
published in
‘Companion Encyclopedia of Asian Philosophy’,
Routledge, London & New York, 1997
5. S.R.Bhatt
Buddhist Epistemology,
& Greenwood
publishing House, Connecticut, USA, 2000
Anu Mehrotra
6. S.R.Bhatt Noetic process (Citta vithi)—A Theravada Buddhist View
Dharma and Abhidharma, Vol. II, Somaiya
Publications,
Mumbai.
------------------------------------------------------------------------------
Sideshwar Rameshwar Bhatt
Former Professor and Chair. Department of Philosophy,
University of Delhi, India.
e-mail < srb_indiaphil (at) yahoo.co.in>
------------------------------------------------------------------------------
BIOGRAPHICAL
NOTE
About Prof. S.R.Bhatt
Professor S.R.Bhatt is an eminent philosopher and Sanskritist.
He was General President of Indian Philosophical Congress and Akhil Bharatiya Darshan Parishad (All India Philosophy Association). He retired as
Professor and Head, Department of Philosophy, University of Delhi. He is
internationally known as an authority on Ancient Indian Culture, Buddhism,
Jainism and Vedanta. His research areas include Indian Philosophy, Logic,
Epistemology, Ethics, Value-theory, Philosophy of Education, Philosophy of
Religion, Social and Political Thought etc. He has lectured in many
universities and research institutes of India, China, Sri Lanka, Japan, South
Korea, North Korea, Turkey, Germany, United States and Trinidad. He is a member
of many national and international associations. He is a Regional Coordinator
of Council for Research in Values and Philosophy, USA, which has brought more
than 170 volumes on world cultures and civilizations.
Prof. Bhatt has organized more than 50 national and
international conferences, seminars and workshops. He has authored and edited
18 books and has more than 100 published research papers to his credit. His
important publications are The Philosophy
of Pancharatra; Studies in Ramanuja
Vedanta; Knowledge, Values and Education; Buddhist Epistemology; The Concepts
of Atman and Paramatman in Indian Thought; Major
Religions of the World; Buddhist Thought and Culture in India and Korea(Ed.) ;
Buddhist Thought and Culture in India and Japan (Ed.); Glimpses of Buddhist
Thought and Culture(Ed.);Nyayamanjari of Jayanta Bhatta (Hindi translation from Sanskrit)