INTRODUCTION
<1>
It is with great respect that I venture to make a few comments on professor
Tart's proposal for the creation of state-specific sciences. The overall
content of Dr. Tart's paper is one that has been very closely related to
my field of work, and I consequently became intrigued by Charles Tart's
ideas. While there are many who would be very well qualified to comment
on such topics as Tart's, in many cases much better than myself, I am still
grateful for the opportunity to point out some threads of thought in Tart's
article which I consider to be eminent concerning the progress within the
large field of consciousness studies.
<2>
I have briefly met Dr. Tart a year ago. For a long time I have been very
much impressed with his scientific expertise and knowledgeability in his
field, and upon meeting him I found that his warmhearted personality adds
the final note to the credibility of what he has been pursuing for over
three decades now. As many readers of this forum will be aware, Dr. Tart
is one of the pioneers of transpersonal psychology and consciousness studies,
and he has over many years made several widely discussed, innovative and
critical contributions to these fields and to scientific epistemology in
general.
<3>
His proposal for the creation of state-specific sciences comes at a time
when consciousness studies appear to be on the verge of penetrating what
seem to be the final frontiers of the human capacity to understand the mystery
of consciousness. Complementing the many approaches that are based on neurophysiological
theories of consciousness, Dr. Tart's elaborations concentrate on data and
insights gained from states of consciousness commonly named 'altered' or
'non-ordinary', states that have by and large been neglected in their explanatory
power as regards mind, awareness and consciousness. Charles Tart has been
working on this issue for several decades now, and so the below comments
are made with the due respect toward an elder who has sparked and inspired
the thought of a younger in the same field.
COMMENTS ON THE TEXT
<4>
The central focus of Dr. Tart's paper is the significance of such states
of consciousness which he has called 'altered' in his writings (see, for
example, Tart, 1975), and which by many are also being named 'non-ordinary'.
While far from attempting to be critical, much rather in a supportive sense,
I would like to start this commentary by taking a short look at this nomenclature:
The terms 'altered state of consciousness (ASC)' or 'non-ordinary state
of consciousness (NOSC)' seem to make sense only if they are understood
as altered or non-ordinary in relation to states that are 'ordinary' or
emerging without any 'alteration'.
<5>
While this might be a banal conjecture, it still serves to clarify that
by the particular coining of such terms we must be aware that we are still
introducing an implicit bias which, of course, is largely due to the limitations
of our language, itself so closely related to the states of consciousness
that are considered 'ordinary', 'normal', 'non-altered' in our culture.
Stanislav Grof, another pioneer in the transpersonal field, once told the
story of how he met with indigenous Americans to participate in one of their
rituals, the core of which was the induction of ASCs. In the subsequent
discussion, Stan Grof spoke about non-ordinary states upon which his indigenous
friends were mystified, explaining to him that the states attained to during
the rituals are perfectly ordinary to them.
<6>
This little anecdote serves to point out the relativity of the perspectives
from which a particular state of consciousness can be considered ordinary
or altered. Precisely this relativity is something that Charles Tart has
pointed out early when he spoke of 'consensus trance', thereby alluding
to a mind set and value system which is typical of Western civilization,
but could well be looked at as displaying various neurotic symptoms if a
shift in the observing perspective is allowed.
<7>
The shift of perspectives is what Tart suggests when he proposes state-specific
sciences. He mentions the Journal of Consciousness Studies, an ambitious
publication in its fifth year only, as an indication that the general interest
in the exploration of consciousness is increasing. While the latter is undoubtedly
a fact, and one that is fortunate, it is still very difficult, even in the
case of the Journal of Consciousness Studies, to gain appropriately wide
respect for ideas and theories that emerge from ASCs, as I have personally
experienced over more than a year now. This only goes to show how eminently
important such proposals as Dr. Tart's are at this point in time.
<8>
Tart mentions the experimentation with psychedelic substances in the 1960s
as one of the reasons for the resurgence of interest in ASCs. Later, other
phenomena such as meditation and yoga, near-death experiences, lucid dreaming
etc. have added to the variety of ways to collect personal experience with
states that have hitherto largely been known through second hand reports
only. It is particularly interesting when he says that such experiences
can alter a person's life and values (for better or worse) far more
than years of education or psychotherapy.
<9>
This is quite a statement, but anyone familiar with ASCs will not hesitate
to agree that this is quite possible. One of the more prominent persons
that might be mentioned here is Roger Walsh, another leading figure in the
transpersonal field. In an interview, Walsh, speaking about his personal
practice of meditation, concedes: I found that in my first ten day
retreat I felt as if I had learned more about the nature of mind and depths
of mind than I had learned in medical school and three years of psychiatric
(see Seelig, 1997).
<10>
ASCs can be induced by a variety of methods and by implementing a large
number of different plants and substances. There can be no doubt that the
exploration and scientific assessment of the states of consciousness attained
to via these devices is not even fractionally investigated. As Tart mentions,
this is largely due to a cultural hysteria which ensued after the 1960s.
Subsequent legislation almost completely terminated all research into these
areas. If we look at the questionable success of the 'war on drugs' we must
say a few clear words about the predominant attitude of current legislation,
and then come back to the main issue of this commentary.
<11>
The value systems and legislative structures of most governments officially
support the consumption of alcohol and nicotine, severely harmful and addictive
drugs that create tantamount health care costs. As opposed to these facts,
the same legislature demonizes plants and substances that have been demonstrated
to induce ASCs without any adversarial effects to the body whatsoever. This
is followed by medical views which largely pathologize the states induced
by these plants and substances. To this day it is poignantly and sadly true
what Timothy Leary once uttered as a grim joke: Psychedelic drugs
cause panic and temporary insanity in people who have not taken them
(quoted in: Grinspoon/Bakalar, 1997, p. 66).
<12>
Much more could be said about this issue, but that is not the focus of this
commentary. However, taking into account the above statements it becomes
obvious why Tart modestly calls his initial proposal for the creation of
state-specific sciences from 1972 'premature'. The deeper reason is that
a scientific epistemology which is based on a specific state of consciousness
can only accommodate such data that fit into, and are understandable within
the confines of this very epistemology. Anything beyond the specific paradigm
will be considered 'unscientific' if not imaginary or even pathological.
<13>
With regard to these thoughts, it is perfectly consequent when Tart suggests
the plural (state-specific science*s*), instead of just countering predominant
epistemologies by proposing, for example, a 'non-ordinary state science'.
Chances are that we will now be able to begin to do justice to all the states
of consciousness which are reported to us from indigenous peoples and from
the age old spiritual traditions of humanity. The sole regiment of one paradigm,
as Tart shows in his discussion of Kuhn, can work as a 'set of blinders',
and create what Ken Wilber has so aptly and provocatively called a 'flatland'
view.
<14>
The confrontation of paradigms has in our time led to what Tart discusses
in his section 'Paradigm Clash'. One of the key issues of this paradigm
clash is the schism between those scientists who understand themselves as
objective observers, implying that there is such a thing as independent
objectivity and truth, and such scientists on the other hand who hold that
observer and observed are changed during the process of observation. If
we look at ASCs, the key to the understanding of such states obviously is
that the scientist herself enters whatever states she wishes to explore
and investigate. The clash will only happen if paradigms fight for truth.
If, however, we begin to understand that newly emerging paradigms do not
destroy the old ones, but 'transcend and include' them (Wilber), then the
doors for state-specific sciences might open a lot wider.
<15>
With the above in mind, it is interesting to look at what Tart says in his
section on 'The Nature of Knowledge'. He writes about the meaning of the
word 'science' (from the Latin 'scire') and discusses a possible meaning
of 'understanding'. Language is very interesting in its connotations: the
English 'to understand' almost has a physical component, meaning that a
person comprehends if she can 'stand under', i.e. fully support something
with her whole being. The Italian, French and Spanish 'comprende'/'comprend'
imply the association of 'putting something together' in order to grasp
it. Additionally, the German 'verstehen' connotes the stepping aside and
looking at something from an angle that is removed from the fixation on
one's own center.
<16>
Precisely this ability and/or willingness to leave the fixations behind
is what Tart clarifies as being an essential process of scientific observation.
He takes the key step when he alerts the reader to the fact that the inquiry
into ASCs follows precise scientific methodology. In the section headlined
'Essential Scientific Method' he states that (1) observation, (2) logical
theory construction, (3) the testing of theory by predicting observable
consequences, and (4) full communication are the essential procedures of
the scientific enterprise, and allow for being applied to the study of ASCs.
This consolidates an important premise: The scientific validity of the study
of ASCs. Needless to say, that the researcher in this field will make the
same discovery as quantum physicists: The observer will be changed by the
observed, and vice versa.
<17>
But not only that. As Tart points out in the section on observation, the
study of ASCs involves a particular situation in as much as firstly the
observer is the experiencer of the ASC, plus secondly, the observer's data
is the experience. Depending on the scientific presuppositions one chooses
as a basis, this fact might either be considered a predicament which spoils
the accuracy of data and renders them arbitrary, or - and this is the approach
transpersonal and consciousness researchers like Tart would favor - this
special situation could be considered precisely appropriate concerning the
uncharted and unexplored territories of consciousness.
<18>
To accept this sort of view certainly is a major challenge for traditional
scientific epistemologies. Today's predominant tendency still is to consider
such experiences as either fantasies and hallucinations, or even worse as
pathological phenomena. State-specific sciences, however, would allow for
an unbiased study of any kind of phenomenological occurrence, provided that
we step aside from our habitual world view and adopt the position Tart suggests.
If we look at consciousness studies, we almost have no other choice but
to include the data gained via personal experience because only then can
we build a theory that, as Tart says, may be based on data that have
no external, physical existence, but are observable by consciousness.
<19>
In the section headlined 'Communication/Consensual Validation', Tart discusses
one of the difficulties that arise from experiential data: we might easily
be able to trace physical data back to the pertinent models which already
exist, but we do not have any models for those data that do not consist
of physical evidence in the hard sense, as in the study of ASCs. Fortunately
however, we can mention here that the assessment of such models is underway.
Besides Tart himself, we could definitely consider Ken Wilber's four-quadrant
theory as such an attempt (Wilber, 1995). Furthermore we can mention Stanislav
Grof and his theory of the 'perinatal matrices' (Grof, 1975 and 1980), then
Michael Washburn's 'The Ego and the Dynamic Ground' (Washburn 1995), and
Roger Walsh's paper on 'phenomenological mapping' (Walsh, 1995).
<20>
These models are all of Western origin, and it is therefore justified when
Tart goes on to look at the question of whether a tradition like Buddhism
is a state-specific 'science' . To be fair, we must say that Buddhism
would never consider itself a 'science' in our common understanding of the
word. It is not at all clear, however, whether this should be considered
a disclaimer or maybe much rather as indicating Buddhism to be capable of
holding information that possibly exceeds Western scientific data by comprising
insights from various states of consciousness, including ASCs.
<21>
As Tart goes on to mention, one of the problems concerning data gained from
ASCs frequently is that it presents the researcher and her colleagues with
the necessity of a state-specific communication. We can imagine what this
means by looking at the specific jargons used among a group of people who
are pursuing the same interest, e.g. quantum physicists, latter day saints,
security personnel etc. Portions of the jargon will be incomprehensible
to the outsider and will create the impression of a 'secret language'. Indeed,
as can be studied in the well known writings of Carlos Castaneda, language
can confuse the listener/reader as regards the question from which state
of consciousness a certain collection of words emerges. With respect to
these different strata of meaning, it is definitely necessary to create
a kind of communication that serves state-specific science in a state-specific
wording. This might well be a task that is not easy to accomplish within
a syntax pattern that has largely been dominated by one particular state
of consciousness only, i.e. the 'objective' and 'rational'.
<22>
Just because a different language might be in order for state-specific sciences
shouldn't, however, lead us to the conclusion that we are leaving the premises
of accurate scientific inquiry. In the section headlined 'state-specific
sciences', Tart emphasizes that the particulars of research would
look very different, but the essential scientific method potentially running
through all is the same. In other words: nomenclature can vary, but
the basic methodology follows common principles which comply with scientific
standards. This is important to mention, as research focusing on ASCs is
frequently disqualified or ridiculed on grounds of the words used for describing
the states, and the experiences people had in these states.
<23>
However, neglecting data because of a wording which doesn't fit one's favored
scientific pattern of understanding is more likely to expose a hidden belief
in certain premises than dismounting the validity of evidence gained, say,
in ASC research. Tart makes clear, for example, that the hypothesis
that everything can be reduced to material interactions is highly useful,
but when it becomes an automatic paradigm it is a faith that blocks observations.
In this regard it is very interesting to take a look at what Ken Wilber
has called 'performative contradiction', an implicit logical error such
as in the sentence 'there is no last truth', implying that this dictum utters
a 'last truth' (Wilber, 1995).
<24>
With respect to the above discussed problem of language, it might be important
to mention that transpersonal and/or consciousness researchers who study
ASCs and other non-linear and non-local phenomena are quite often accused
of wanting to abandon reason and logic, the cherished strongholds of Western
scientific tradition. Frequently, such criticism goes along with an astounding
amount of emotionality, which exposes the fact that the criticism is not
really of scientific nature but instead conveys a sense of a rationalized
defense of a personal belief system or 'automatic paradigm', as it were.
Here, then, we run into conflicts which touch upon what has often been called
'the clash of paradigms' (see above), a shift in epistemologies, the symptoms
and consequences of which have been excellently laid out by Thomas Kuhn
in his still widely discussed book 'The Structure of Scientific Revolutions'
(Kuhn, 1970).
<25>
Concerning the study of ASCs and the above mentioned fact that the researcher
is also the experiencer and interpreter of these states, the paradigm shift
is actually of a simple, if not profane nature. It simply goes like this:
One cannot discuss data gained in ASC research, or have critical leverage
against data from such research, unless one has experienced the respective
ASC. Now, make no mistake here: this is no global call to all scientists
to enter ASCs; it only is a respective acknowledgment of competence and
expertise. In other words: causal and linear theories are necessary and
invaluable when applied to causal and linear phenomena. Likewise, if we
study non-linear and acausal phenomena such as those appearing in ASCs,
we obviously need theories accommodating non-linear and acausal principles.
The non-linearity of the latter, or the linearity of the former is at best
a truth claim for the respective field, not however, an overall dictate
for every field of research.
<26>
These remarks address an issue the importance of which cannot be overemphasized:
not only quantum physics, but also state-specific sciences involving personal
experience of the ASC researcher, fundamentally challenge predominant concepts
of scientific 'objectivity'. They challenge a view of the world which consists
of the notion that nature and all observed phenomena can be made subject
to 'independent' study and subjugated under human control. It would require
a separate discussion to look at the relationship between such a world view
and the current evolutional state and stage of the human race.
<27>
It must be noted - and credited - toward the end of this comment that Tart
doesn't stop short of mentioning the difficulties of state-specific sciences.
One of them is the fact that experiencers of ASCs, during their ASC, are
temporarily not too preoccupied with the observational concepts of the scientific
premises they have based their inquiry upon. Consequently, the collection
of data might suffer from this predicament. Stan Grof reports from his early
research days in Prague, how he ingested a full dose of LSD for research
purposes, after having been covered with all sorts of electrodes connecting
him to gadgets measuring brain waves etc. When entering the ASC, Grof was
asked all kinds of questions by the research personnel which made him laugh
and wonder what kind of a 'strange space' his colleagues were in, and why
they would be interested in these petty technical questions, when really
'the whole universe was full of god'.
<28>
These are challenges that will have to be dealt with in state-specific sciences,
but they will surely serve to build effective theory. Such difficulties
do not allow for discarding ASC research as a futile endeavor, even though
it seems so to many who would like to refrain from such studies or to seriously
question their scientific validity. Along these lines Tart warns that it
should be made clear that the development of each science should result
from empirical trial and error, and not from a priori decisions based on
reasoning in our ordinary states of consciousness.
<29>
Given Tart's above comment, it is certainly time for the emergence of state-specific
sciences. The influence of Eastern spiritual traditions on Western industrial
societies calls for the incorporation and explanation of experiences reported
in these traditions, which often leave predominant Western patterns of understanding
reality at a loss. The sad consequence often is to neglect or pathologize
such experiences or even the traditions from which they have been reported.
Furthermore, the phenomena observed in psychopathology have for a number
of years drawn increasing attention of consciousness-, transpersonal-, and
ASC researchers. This is partly reflected by amplifying the American DSM
IV to include the category 'psychospiritual and religious problems'.
<30>
It is definitely appropriate when Tart deplores that in all the time
that Western science has existed, no concerted attempt has been made to
understand these ASC phenomena in essential scientific terms. This
predicament, however, is clearly changing. Tart himself has practically
made this change the calling of his life's work, and I believe that younger
scientists do well in opening up to his proposal of state-specific sciences.
CONCLUSION
<31>
The mystical traditions of the world exert an amazing influence particularly
on the younger generations in Western societies. Most probably this fascination
has to do with what has often been called the 'spiritual emptiness' of Western
society. Likewise, so called 'cults' or 'new religious movements' promise
something which younger people cannot seem to find in their regular lives.
The same is true for those plants and substances which have been subsumed
under the somewhat inappropriate label 'drugs'. ASCs play a key role, if
not the very essential one, in these developments. Another field including
experiential inquiries is rooted in the native traditions that are often
active within these Western societies. the study of Indigenous Science and
Sacred Traditions is incorporated into more and more academic institutions,
which reflects a need that has long been neglected.
<32>
With respect to these and other developments, Tart's proposal seems to be
an urgent demand. It is utterly necessary to incorporate a combination of
theory and experiential inquiry into academia, and create what I have called
an 'experiment-field' (Seelig, 1995, 1998), an academic atmosphere that
allows to assess the patterns of ASCs by entering into them in a protected
environment. The 'workshop-culture' of the past decades must climb the steep
latter of academia and enter the universities. As Tart has hinted at, a
new kind of scientist will emerge, one that will change his self-understanding
from one being based on theoretical knowledge to a 'knowing' based on the
combination of personal experience and theoretical expertise. These scientists
will look at Charles Tart as their forefather who has significantly contributed
to paving the way for an amplified understanding of science, an understanding
that is most likely to serve current needs of humanity in a much more effective
manner.
REFERENCES
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Grof, S. (1980): LSD Psychotherapy. Hunter House, Pomona, CA.
Kuhn, T. (1970): The Structure of Scientific Revolutions. University of
Chicago Press, Chicago.
Seelig, M. (1995): Das Selbst als Ort der Gotteserfahrung. Peter Lang Verlag,
Frankfurt am Main.
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