ABSTRACT
A brief review lays out some of the ideas Radical Constructivism has picked
from the history of Western philosophy and leads to the suggestion that
'functional fit' may be a viable substitute for the ontological 'truth'
philosophers have vainly tried to attain. This does not entail the denial
of an ontic reality but maintains strict agnosticism towards it and focuses
on the ways we construct the experiential reality in which we think, act,
and live.
We shall not think that by being 'scientific' or 'philosophical'
one genre of writing can attain an 'objectivity'
which another, 'literary', cannot.
(Rorty, 1983: 174)
[1]
Like any apparently novel approach to the basic epistemological problems
of 'knowledge', the constructivist ideas that have spread in the last twenty
years continue to generate a host of negative as well as a few positive
reactions. I shall focus on some aspects of Radical Constructivism, as distinct
from 'trivial' constructivisms (1), and try to show that the major objections
that have been raised against it are due to gross misinterpretation and
turn out to be vacuous once the position is made a little clearer.
[2]
I begin with a brief historical review of key ideas that were crucial for
the development of the constructivist position. Needless to say, this review
will be biased and, given the limitations of space, incomplete. Then I shall
deal with the frequent complaint that constructivism denies the existence
of any reality and counter it by explaining some of the steps involved in
the construction of what I have called experiential reality. Ideally this
should add up to a demonstration that the constructivist approach to the
problem of knowledge is a feasible one.
[3]
Ultimately, of course, a way of thinking must not only be claimed feasible
but, in order to become attractive, its advantages must be shown in action.
(...) Hence I shall confine myself to outlining the one application of constructivist
principles in which I myself have been involved and which, by now, is showing
encouraging signs of success: early education.
[4]
Lest my sometimes quite passionate way of arguing for constructivism be
interpreted as an attempt to insinuate that it and it alone is 'right',
let me hasten to say that this is not my intention. I would be contradicting
one of the basic principles of my own theory if I were to claim that the
constructivist approach provides a true description of an objective state
of affairs. As I see it, Radical Constructivism merely provides a different
way of thinking and its values will depend mainly on its usefulness in our
experiential world and only marginally on what professional philosophers
have to say about it.
[5]
Historical Sources
Radical Constructivism was conceived as an attempt to circumvent the paradox
of traditional epistemology that springs from a perennial assumption that
is inextricably knitted into Western philosophy: the assumption that knowledge
may be called 'true' only if it can be considered a more or less accurate
representation of a world that exists 'in itself', prior to and independent
of the knower's experience of it. The paradox arises, because the works
of philosophers by and large imply, if not explicitly claim, that they embody
a path towards Truth and True representations of the world, yet none of
them has been able to provide a feasible test for the accuracy of such representations.
[6]
The contemporary trends that, collectively, could be referred to as Constructivism,
can be traced back to ideas that were launched independently by thinkers
who, except for the most recent, either did not know of one another or had
no relevant interaction. If and when a history of constructivism will be
written, it should show, among other things, the extent to which professional
thinkers and philosophers 'do their own thing', argue virulently and sometimes
effectively against others who hold divergent views, but almost completely
disregard (or happen to be ignorant of) anyone who might have worked in
a direction similar to their own. Thus, several of the key ideas had to
be invented time and time again.
[7]
Scepticism
The original seed of constructivist ideas was undoubtedly the sceptics'
realization that we can have no certain knowledge of the real world, because,
even if we could discover how our knowledge is derived from experience,
there is no way of discovering how our experience might be related to what
there is before we experience it. This realization is inherent in some of
the fragments of the Pre-Socratics from the sixth century BC and diligently
documented by Sextus Empiricus some five hundred years later. It became
the core idea of 'apophatic' theologians of the fourth century AD in Byzantium,
who affirmed 'the absolute transcendence of God and excluded any possibility
of identifying Him with any human concept . . . for no human word or thought
is capable of comprehending what God is' (Meyendorff, 1974: 11). This strict
limitation of human understanding was kept alive and generalized by the
sceptics of later ages (for example, Montaigne, Mersenne, Berkeley, Hume)
who applied it to rational knowledge as such. Kant, then, produced its final
formulation in his Critique of Pure Reason (2) which all subsequent philosophers
have unsuccessfully struggled to undo.
[8]
Scientific Truth
The second key idea concerns the status of science. That scientific knowledge
should not be taken as a picture of the 'real' world was clearly formulated
by Osiander in his preface to Copernicus's work on the motion of planets,
and some seventy years later by Cardinal Bellarmino in the context of Galileo's
trial (3). Both of them suggested that science and its computations should
be considered instrumental in the prediction of experiences but must never
claim to capture God's truth. These two theologians, one a Protestant, the
other a Catholic, took this position to protect their faith and its sources
in dogma and revelation from being undermined by scepticism and scientific
arguments. They thus, for religious reasons, laid the foundation of Instrumentalism,
which came to its full worldly development with Ernst Mach (1905), Aleksandr
Bogdanov (1909), and the Pragmatists at the beginning of the twentieth century.
[9]
The Nature of Concepts
The third key idea is that of cognitive construction. To my knowledge it
was first suggested by the Italian philosopher Giambattista Vico (1710)
who coined the phrase I have often quoted: 'God is the artificer of man,
man the god of artifacts.' He explained this by saying that, in order to
know something, one had to know how and out of what it was made. Hence,
God alone can know the real world, because it was He who created it; the
human knower, analogously, could know only what humans have constructed.
[10]
Another thinker who took up the notion of conceptual construction and produced
a truly remarkable compendium of detailed analyses was Jeremy Bentham. He
developed his Theory of Fictions between 1760 (when he entered Oxford at
the age of twelve and a half !) and 1814, when he published his first systematic
exposition. He concluded: 'To language, then - to language alone - it is
that fictitious entities owe their existence; their impossible, yet indispensable
existence'.(4) Bentham's work supplied conceptual analyses that should be
of great interest to contemporary constructivists. They are, in fact, the
first 'operational' recipes for the construction of concepts and anticipate
in some instances the 'operational definitions' of Percy Bridgman (1936)
and consequently the operational analyses of Jean Piaget and the operational
semantics of Silvio Ceccato (1964-66). Both Piaget and Ceccato, who hardly
ever explicitly agree with other authors, gave an honorable mention to Percy
Bridgman for his revolutionary idea of defining concepts in terms of the
operations that give rise to them. It was unfortunate for American psychology
that the behavioristic establishment propagated the misunderstanding that
the operations that generate concepts had to be physical operations. Bridgman's
important contribution was the insight that the physical world, in order
to be conceptualized, required mental operations on the part of the observer
(see Bridgman, 1936).
[11]
Adaptation
Fourth, there is the evolutionary idea. William James (1880) was apparently
the first to suggest that the evolution of knowledge could be mapped by
using the central concepts of Darwin's theory, namely natural selection
and adaptation. Since then, this idea was picked up or independently developed
by thinkers with very different backgrounds and in different places (5).
[12]
Hans Vaihinger, apparently without drawing on the much earlier analyses
of Jeremy Bentham, created the most comprehensive and consistent work on
conceptual 'fictions'. His Philosophy of As If (1913)(6) has become particularly
interesting today, given the revolution in the philosophy of science and
the recognition that, even in the 'hard' sciences, key concepts can be considered
convenient ideal fictions. While Vaihinger provides endless ammunition for
contemporary constructivists, I would not classify him as 'radical', because
when everything is said and done, he anchors the conceptual apparatus that
produces the 'fictitious' concepts in the theory of biological evolution.
In doing so, he tacitly attributes ontological status to that theory. Konrad
Lorenz incidentally falls into the same trap when he argues that the fact
that human organisms have evolved and successfully use the categories of
space and time, proves that these categories pertain to an 'objective' reality
(1977: 9-10).
[13]
The Radical Difference
All present constructivist proposals are indebted to one or several of these
historical thinkers. Radical Constructivism coordinates and brings together
many of the key ideas I have listed and, in doing so, decidedly steps out
of the epistemological tradition to which, in one way or another, all these
thinkers, with the exception of Vico still subscribed. What differentiates
Radical Constructivism from the tradition, is the proposal unequivocally
to give up the notion that knowledge ought to be a veridical 'representation'
of a world as it 'exists' prior to being experienced (that is, ontological
reality). This was formulated by several authors at the beginning of the
twentieth century. Here I shall mention only two later ones who incisively
influenced my organization of ideas I had picked up over the years: Silvio
Ceccato and Jean Piaget.
[14]
Silvio Ceccato, with whom I was privileged to work for some fifteen years
in Italy, developed Bridgman's idea of operational definitions into a comprehensive
system of mental operations. He emphasized the 'constitutive' capability
of the mind and the role of a pulsating attention that governs the generation
of concepts by separating and relating the raw material of sensory differences.
On these premises he worked out a detailed model of a thinking organism
that was able to construct an experiential world without 'representational'
input from an external reality (Ceccato, 1964-66).
[15]
Jean Piaget launched the notion of constructivism in developmental psychology.
As I interpret his work (von Glasersfeld, 1982), it is the direct consequence
of two fundamental insights: (1) that cognition produces conceptual structures
by reflective abstraction from material that is available within the system
and from the operations carried out with that material; and (2) that the
function of cognition is adaptive in the biological senses (Piaget, 1937,
1967b). To realize the full power of the second, one must grasp the idea
that adaptation is not an activity but the result of the elimination of
the non-adapted, the non-functioning, and that, consequently, anything that
manages to survive is 'adapted' to the environment in which it happens to
find itself living. Once this is understood, one realizes that what matters
is not to match the world, but to fit into it in spite of whatever obstacles
or traps it might present. Applied to cognition, this means that 'to know'
is not to possess 'true representations' of reality, but rather to possess
ways and means of acting and thinking that allow one to attain the goals
one happens to have chosen. To know, thus, is not to have 'correct pictures'
but, viable procedures or, as Maturana said (1988: 53), 'to operate adequately
in an individual or cooperative situation'.
[16]
Functional Fit
To embark on the radical constructivist path, thus, means to relinquish
the age-old untestable requirement that knowledge must match the world as
it might 'exist' independently of our experience; instead, one demands of
knowledge that it prove itself by a functional fit. From my perspective,
those who merely speak of the construction of knowledge, but do not explicitly
give up the notion that our conceptual constructions can or should in some
way represent an independent, 'objective' reality, are still caught up in
the traditional theory of knowledge that is defenseless against the sceptics'
arguments. From an epistemological point of view, therefore, their constructivism
is trivial. Trivial constructivism manifests itself in professionals who
treat the knowledge of others as subjective construction and never doubt
the 'objectivity' of their own.
[17]
No Denial of Reality
One of the standard objections to constructivism, particularly radical constructivism,
runs somewhat like this: 'there's a book in front of you on the table; you
know it's a book, I know it's a book, and anyone who looks at it would recognize
it as a book - why do you keep telling us that the book is not really there?'
To give anything like a complete answer to this question, one would have
to explicate at least all the key ideas of the constructivist approach I
have listed above, and one would have to reiterate that constructivism deals
with knowing not with being. There is no simple argument to justify the
distinction between experiential reality and ontological reality. One might
reply that life would be a lot easier if no one claimed to know the world
as it is, and that the constructivist orientation is one way to avoid such
claims. As a constructivist, I have never said (nor would I ever say) that
there is no ontic world, but I keep saying that we cannot know it. I am
in agreement with Maturana when he says: 'an observer has no operational
basis to make any statements or claim about objects, entities or relations
as if they existed independently of what he or she does' (1988: 30).
[18]
I, too, arrived at this conclusion, albeit by a path that was quite different
from his: I started from the sceptics, he from biology. The crucial point
is that we do not make claims of knowing what exists 'in itself', that is,
without an observer or experiencer. I, for one, am talking about what we
know or can know. And as far as our knowledge (not God's knowledge) is concerned,
I claim that we cannot even imagine what the word 'to exist' might mean
in an ontological context, because we cannot conceive of 'being' without
the notions of space and time, and these two notions are among the first
of our conceptual constructs (7).
[19]
To perceive or recognize a book (or anything else) is to find something
in one's experiential field that fits one's concept of 'book'. It does not
mean that a 'real' or 'ontic' object that is a book has to be there before
one has seen it as a book. All it means is that in some part of our present
experiential field there is the kind of raw material which, if coordinated
in a particular way, is sufficiently close to what our concept of book demands,
so that we accept it as an instantiation of that concept.
[20]
Two points have to be made clear in this context because they, too have
led to misunderstandings. First, 'concepts', in my view, are not like picture
postcards against which one matches experiential material rather, they are
pathways of action or operation and they can either be completed with the
experiential material at hand, or they cannot, and the rigor with which
that completion is required and carried out always depends on the particular
setting in which the activity takes place.
[21]
The second point concerns what I have called the 'raw material'. The 'stuff'
on this lowest level of analysis is not something that lies about in an
objective environment. It is no more, but also no less, than the totality
of basic sensory elements or distinctions our system is able to generate.
[22]
Concepts, therefore, have no iconic or representational connection with
anything that might 'exist' outside the cognizing system; and the raw material
out of which concepts are composed or coordinated cannot be known to have
any such connection either. To call the basic elements of our cognitive
conceptual constructions 'distinctions' is, I think, the least misleading
way of speaking about them. From the distinguisher's point of view, what
is actually distinguished depends not on what might be there before the
activity of distinguishing is carried out, but on what the organism is able
to distinguish and chooses to distinguish in the given experiential context.
[23]
The Construction of Experiential Reality
If one adopts a constructivist orientation, one is obliged to go beyond
the mere proclamation that the world we experience is a world we construct.
At least one must try to show how what we call 'knowledge' - that is, our
successful ways and means of managing our lives and conceptual structures
- could be built up; and if one claims to be a radical constructivist, one
must also show that this experiential world can be built up without reference
to a supposedly 'existing' world. I shall try to illustrate this possibility
by sketching out at least the beginnings of conceptual construction.
[24]
Before any one of us comes to ask an epistemological question, he or she
has lived for quite some time and gained a good deal of know-how in categorizing,
avoiding, and also provoking experiential situations. We gain much of this
practical knowledge early in life, and it reflects 'reality' to us, because
it deals with what our lives consist of. In today's social climate it happens
rarely before puberty - if at all - that we reflect upon our praxis. Then,
perhaps standing before a looking glass one day, a strange bubble rises
to our consciousness: 'Who am I' or 'How do I know this is me ?' Thus begins
philosophical investigation.
[25]
To answer the perplexing questions, we have to retrace our path almost to
the beginning - to where we made the first distinctions in our experiential
field.
[26]
Near the end of his book La construction du r_el chez l'enfant (1937), Piaget
uses a simple drawing to illustrate his approach to the question of how
cognitive development begins. The drawing consists essentially of a small
circle, framed hy a much larger concentric one. It shows what Spencer Brown
(1969), thirty years later, would call 'the first distinction', and it is,
in Spencer Brown's terms, as yet 'unmarked'. That is to say, no characteristics
have been ascribed to the distinguished areas, one inside, the other outside,
the framed circle. Descriptions follow, as the child makes further distinctions
that separate it from an 'environment'. Thus the inside becomes 'self',
the outside the individual's 'universe'.
[27]
This first distinction, as I have frequently said, is analogous to the one
the artist makes with the first few lines on a sheet of paper, lines that
determine what is going to be 'figure' and what 'ground'. For the point
of view I have adopted, the most important thing about that distinction
is not what is being distinguished, but that the artist makes the distinction
within the sheet, the canvas, or whatever he happens to be drawing on. Both
figure and ground are parts of one and the same sheet. This is the feature
traditional epistemology has tended to obscure: the distinction between
the self and its environment is made, and can only be made, within an observer's
field of experience and does not concern the distinction between the observing
subject and an 'objective' world to be observed or known. In other words,
the self we come to know and the world we come to know are both assembled
out of elements of our very own experience.
[28]
The construction of the more mature 'self', the 'self' that has properties,
relations, and a continuous identity, is a lengthy process consisting of
many sequential steps. Foreshortening the path, the following may be more
or less common experiences. The infant that grasps, pulls, and pushes whatever
its fingers can get hold of, begins, at a certain point of its development,
to differentiate between grasping its own finger or toe, as opposed to grasping
a bar of the cot or the handle of a rattle. The one generates a tactual
sensation, maybe even a slight 'pain', the other does not. This sort of
experience leads to the construction of the physical boundaries of one's
body. Similarly, the infant will come to differentiate between moving an
arm to reach something and having its arm moved, for instance, when, while
being dressed, the arm is fitted into a sleeve by someone else. This leads
to the notion of voluntary movement. Years later the child may notice that
her hand hurts as she is holding on to the leash of an unruly dog, but she
deliberately disregards the pain because she does not want to let go. This
leads to the notion that the focus of one's attention can be shifted at
will.
[29]
There are, indeed, innumerable experiences that provide an opportunity to
differentiate 'oneself' from the world in which one lives. Some of them
generate awareness of the physical boundaries of the body one comes to call
one's own; others generate the awareness that moving oneself is different
from the movement of 'external' things; and still others bring home the
fact that, at least within certain limits, one can voluntarily direct one's
attention towards and away from particular areas of the experiential field.
[30]
The early stages of this progression are part and parcel of the development
that Piaget (1967b: 9) called a Copernican Revolution at the end of which,
'when language and thought begin, (the child) is for all practical purposes
but one element or entity among others in a universe that he has gradually
constructed himself, and which hereafter he will experience as external
to himself.'
[31]
Two aspects of this development are crucial for an understanding of Radical
Constructivism. First, all this distinguishing and constructing of one's
'self' takes place within the experiential field, uses elements of the sensory
manifold, and is the result of the experiencer's own actions. It does not
require 'things-in-themselves' or 'distinctions-in-themselves' that could
be ascribed to an objective, ontological reality. Second, what is isolated
and established in this way, is the self one experiences - it is not that
mysterious central entity that does the experiencing.
[32]
The constructs with which we have furnished our experiential world are those
we have found useful or, at least, tenable. We use them in our schemes of
action and in our conceptual operations; we drop or modify them if their
rate of failure gets too high and we are able to construct more reliable
ones; and we try to balance and coordinate them among each other. The more
generally they are applicable, the less of them we need. And, given the
variety of situations we come to distinguish, economy in the number of schemes
becomes an important consideration.
[33]
In all this there is an aspect that was clearly stated by Piaget but was
mostly ignored or misunderstood by both his followers and his critics. The
experiential environment in which an individual's constructs and schemes
must prove viable is always a social environment as well as a physical one.
Though one's concepts, one's ways of operating, and one's knowledge cannot
be constructed by any other subject than oneself, it is their viability,
their adequate functioning in one's physical and social environment, that
furnishes the key to the solidification of the individual's experiential
reality (von Glasersfeld, 1985).
[34]
Just as language arises and becomes a relatively stable system through the
continual interaction of the individuals that use it, so a great many of
the conceptual schemes that individuals construct are reinforced through
their application in social interaction. This is a subtle, complicated issue
and I shall try to explicate it with an example that may seem absurdly simple.
[35]
Assume you have made an appointment with a friend to meet in a certain place
on a certain day. When the day comes, a lot of snow has fallen during the
preceding night. There is a shorter and a longer way to drive to the arranged
place. You know that the longer way is the quicker when there is snow on
the roads. You know this from your own experience in your subjective physical
environment. But now you use it in your social environment by predicting
that your friend will come by that route. If your prediction turns out to
be correct and, especially, if your friend confirms that he chose the longer
way for the reason that you had in mind, your reasoning will be greatly
reinforced and the elements that were involved in it will seem more like
an objective reality that is independent of both of you.
[36]
As I said, this is an absurdly simple example, but I have no hesitation
about generalizing it: If a prediction, made on the basis of imputing to
another person a scheme of acting or thinking that one has found to be viable
for oneself, turns out to be correct, then that scheme and the conceptual
structures it involves achieve a level of experiential reality that cannot
be reached without the social context. Indeed, this kind of 'corroboration'
produces the only objectivity that is possible in the Radical Constructivist
view.
[37]
Incidentally, the explicit condition that the highest level of experiential
reality can be achieved only through interaction with other cognitive entities,
constitutes a highly unusual feature: it shows that in the Radical Constructivist
view, the need to consider others is not an ethical assumption but an epistemological
requirement (von Glasersfeld, 1986).
[38]
Learning as Construction
Some educators and researchers in education have come to the conclusion
that, as a foundation for their activities, they must develop some theoretical
ideas as to how children build up their picture of the world they experience.
They believe that unless they have a model of the student's concepts and
conceptual operations, there is no effective way of teaching. In other words,
they have begun to think in terms not only of cognitive but also of developmental
psychology. This is a far cry from the still widespread behavioristic orientation
that focuses exclusively on training and disregards learning.
[39]
As long as the educator's objective was the generation of more or less specific
behaviors in the student, the educator saw no need to ask what, if anything,
might be going on in the student's head. Whenever the student could be got
to 'emit' the desired behaviors in the situations with which they had been
associated, the instructional process was deemed successful. The student
did not have to see why the particular actions led to a result that was
considered 'correct', nor did the educator have to worry about how the student
achieved it, what mattered was the 'performance', that is, that he or she
was able to produce such a result.
[40]
If, in contrast, the objective is to lead the children or students to some
form of understanding, the teacher must have some notion of how they think.
That is to say, teachers must try to infer, from what they can observe,
what the students' concepts are and how they operate with them. Only on
the basis of some such hypothesis can teachers devise ways and means to
orient, direct, or modify the students' mental operating. This is a context
in which the constructivist approach and its analysis of conceptual development
seemed promising.
[41]
In spite of Piaget's seminal work, that area is still to a large extent
terra incognita. Besides, it is an area in which there are likely to be
no ultimate 'laws of nature'. On the other hand, we have seen enough of
it to say that we can formulate rules that have a remarkably wide application.
In a recent report, my colleague Les Steffe and I wrote:
[42]
'Working with children is in many ways like working with foreigners with
whom one has only fragments of a language in common. The situation is extreme
when the work involves numbers and mathematical operations and aims at developing
some insight into how a given child thinks of numbers and how he or she
operates with them. Anyone who has seriously tried to investigate what actually
goes on in a child's head when that child is struggling to solve an addition
or subtraction problem at the limit of his or her present capability, will
have realized that the child's mathematical world is indeed outlandish from
the adult's point of view. Yet, children who have not been totally alienated
from the number game and have at least a modicum of motivation do not act
randomly. They do proceed according to some method, even if that method
would seem unorthodox to the experienced reckoner. To get an inkling of
what that method might be the investigator cannot but use his or her own
imagination and try to conceive a reasonable path that might connect such
manifestations of the child's operating as can be observed, with steps that
could possibly lead to an answer to the given question. That is to say,
no matter how hard investigators try to adapt their analyses to the 'foreign'
ways of the child the model they build up will always be a model constructed
out of concepts that are necessarily the investigators'. Because the child's
way of thinking is never directly accessible, the investigators' model can
never be compared to it in order to determine whether there is or is not
a perfect match. The most one can hope for is that the model fits whatever
observations one has made and, more importantly, that it remains viable
in the face of new observations.'
[43]
The Illusion of Communication
Such models of another's mental operations necessarily remain hypothetical.
There are no 'hard' observable facts about another thinker's concepts and
mental operations. This is the case not only in educational research and
teaching, but surely also in therapy. For psychologists this is a difficult
idea to swallow, because they have for a long time lived with the idea that
there is such a thing as linguistic confirmation of one's interpretation
of another's thoughts. This belief was based on an untenable conception
of 'communication'. If the constructivist movement has done anything at
all, it has dismantled the image of language as a means of transferring
thoughts, meanings, knowledge, or 'information' from one speaker to another.
The interpretation of a piece of language is always in terms of concepts
and conceptual structures which the interpreter has formed out of elements
from his or her own subjective field of experience. Of course, these concepts
and conceptual structures had to be modified and adapted throughout the
interactions with other speakers of the language. But adaptation merely
eliminates those discrepancies that create difficulties in actual interactive
situations - adaptation ceases when there seems to be a fit. And fit in
any given situation is no indication of match. To find a fit, simply means
not to notice any discrepancies.
[44]
The models of another's conceptual operating that one can build on the basis
of observable behavior, thus, are and remain hypothetical; and what, one
might ask, is the use of such models if they are linked to the reality of
the child's thinking, not by hard facts, but by inferences that may be countermanded
at any moment? The constructivist answer is simple and perhaps disconcerting:
the experiential world we live in (including other persons) is always a
collection of such conjectural models based on one's own interpretation
of what one sees, hears, and 'understands'. Linguistic communication is
no exception to this rule. There, too, one deals with fit, not with match.
Language does not transport pieces of one person's reality into another's
- it merely prods and prompts the other to build up conceptual structures
which, to this other, seem compatible with the words and actions the speaker
or writer has used.(9)
[45]
The Interpretation of Experience
Though there is no way to get around the uncertainty inherent in all conjectures
about another's mental states and processes, it would be foolish to say
that this uncertainty makes the conjectured models useless. As long as the
models we construct help us to solve the problems that concern us, their
ontological status ought not to worry us. This has been well documented
in theoretical physics.(10) It can be seen even more clearly in medicine,
as soon as we step out of the traditional realist framework. Take the procedure
a physician uses when he makes a diagnosis. When certain features, observed
in a patient's appearance, behavior, or reports, are recognized as the characteristic
symptoms of a particular disorder, it is the outcome of an interpretation.
And this interpretation is possible only on the basis of the conceptual
structures the physician has built up in his or her own experience - experience
that may have been gained by interpreting the language in medical books,
by interpreting tests, and by interpreting the treatment of prior patients.
Physicians may tend to call all these elements 'facts'; but these elements,
including the chemical analyses and the reading of instruments that constitute
their tests, are facts only in the context of such theoretical models as
have turned out to be useful (cf. Fleck, 1935).
[46]
To return to education, the constructivist teacher will not be primarily
interested in observable results, but rather in what students think they
are doing and why they believe that their way of operating will lead to
the solution of the problem at hand. The rationale of this shift of focus
is simple: if one wants to generate understanding, the reasons why a student
operates in a certain way are far more indicative of the student's stage
of conceptual development than whether or not these operations lead to a
result that the teacher finds acceptable. This, of course, is the reason
why the best teachers have always paid more attention to the sources of
mistakes than to the how of students' correct answers.
[47]
Where teachers have been able to organize these notions to formulate relatively
generalizable, coherent models of the required cognitive processes and the
heuristics to influence them, they have scored remarkable successes in achieving
their educational goals (Cobb, 1987; Steffe et al., 1983). The most widespread
effect, however, has been achieved by the very simple constructivist principle
that consists in taking whatever the student produces as a manifestation
of something that makes sense to the student. This not only improves the
general climate of instruction but also opens the way for the teacher to
arrive at an understanding of the student.
[47]
From this perspective, it is not surprising that the constructivist approach
should have some application in the field of psychotherapy as well. It is
difficult to imagine that a therapist who does not construct an hypothetical
model of the client, could have much influence on the client's cognitive
processes and their emotional corollaries. It cannot be stressed too much
that these models must be constructed on the basis of interaction with the
particular client. To start out with preconceived prototypes (and some would
call them 'models'!) in order to categorize the observed subjects is, I
think, worse than having no model at all. It leads to an abuse analogous
to that of psychoanalysts who, in a blatantly un-Freudian manner, thought
they could analyze dreams with a dictionary of symbols rather than coax
the client to find his or her own interpretation.
[48]
Conclusion
The brief historical survey at the beginning isolated four key ideas of
Radical Constructivism:
1. Scepticism. The sceptics' irrefutable proposition that the Truth of what
we would call 'knowledge of the world' cannot be assessed or demonstrated
because the 'representations' of which it is supposed to consist can never
be compared with what they are supposed to represent.
2. Scientific Truth. The separation of metaphysical beliefs and convictions,
which purport to reflect an ontological reality, from rational/scientific
knowledge, which is given an instrumental function in the living organisms'
management of their subjective experiential reality.
3. Conceptual Construction. The notion of cognitive construction based on
Vico's proposal to consider 'facts' - that is, the experiential elements
out of which organisms' make (Latin: facere) or construct their experiential
worlds - and the possibility of modeling this process of construction.
4. Adaptation. The abstraction of the conceptual pattern inherent in the
theory of evolution from the original biological contents and the application
of the concepts of variation, selection, adaptation, and viability to the
realm of cognition.
[49]
One important consequence of integrating the four key ideas is the radical
change in the relation between 'knowledge' and 'ontological reality' from
an iconic relation of 'representation' or 'correspondence' to a relation
of functional fit. It is the acceptance of this change of epistemic relation
that differentiates Radical Constructivism from other forms of constructivism
or constructionism.
[50]
Once this change of epistemic relation is understood, it becomes clear that
Radical Constructivism does not deny ontological reality - it merely denies
that a cognitive organism, whose knowledge derives from making distinctions
and operating with the resulting 'differentia', can come to know any ontologically
'real' world.
[51]
The experiential world in which human knowers find themselves living is
constructed, because it is the result of the cognitive agents' own distinguishing
and relating, beginning with the individual's distinction between the self
and the experiential world. The highest, most reliable level of experiential
reality then arises through interaction with those entities in the individual's
experiential field that have been categorized as others. This 'social' interaction
yields, on the one hand, the only objectivity feasible in the constructivist
model and, on the other, an epistemological basis for the elaboration of
ethics.
[52]
The value of the constructivist model - and I emphasize once more that Radical
Constructivism makes no ontological claims and is intended as no more, but
also no less, than a useful model of knowledge and the activity of knowing
- will have to be determined by its application to basic problems we run
into in the construction of our experiential worlds.
[53]
As an example, I briefly specify some features of the ongoing applications
in the area of education where the radical constructivist principles bring
about a profound change of attitude towards the process of learning and
the mental operations of the students. The most important of these changes
derives from the constructivist assumption that, under normal circumstances,
what a cognizing subject produces as an attempt to solve a problem or as
an answer to a question, ought to be taken as a manifestation of something
that makes sense in that subject's present construction of his or her experiential
world. The teacher - and I suspect, also the psychotherapist - who wants
to modify some concept or conceptual operation in the student or client,
must therefore begin by constructing a viable model of that particular subject's
ways and means of organizing experiences. An important ingredient of success
in both these vocations therefore seems to be what Vico called 'poetic imagination',
for part of the practitioners' task is the hypothetical reconstruction of
another's construction of an experiential world.
[54]
Finally, I would like to add that the constructivist orientation, as other
proponents have claimed, does lead to greater tolerance in social interactions.
This tolerance springs from the realization that neither problems nor solutions
are ontological entities, but arise out of particular ways of constructing.
Hence, no solution to an experiential problem can be 'right' in an ontological
sense. The world in which the problem arises depends on a way of seeing,
a way of experiencing; and where there is one solution there are always
others - but this does not entail that one like them all equally well.
[55]
Radical constructivism claims, as did Ceccato and Piaget, that perception
and all forms of seeing, be they sensory or conceptual, are the result of
operations that have to be carried out by an active subject. In this sense
the acting subject is responsible for the experiential world it constructs.
It does not take much to notice that constraints prevent us from constructing
everything we might like, but this should not obscure the fact that we need
not like everything we do construct. Ethics, therefore, is not to be avoided:
when we don't like the results of our operations, we have to change our
way of operating.
-----------------------------------------
ACKNOWLEDGMENT
I am fortunate to have had many discussions with Heinz von Foerster and
Humberto Maturana during the last fifteen years. Both have profoundly influenced
my thinking and helped me to express myself more clearly.
-----------------------------------------
NOTES
1. The term 'Radical Constructivism' was introduced in von Glasersfeld (1974)
and a full description of the model was presented in Paul Watzlawick's Die
erfundene Wirklichkeit (1981); the distinction from the 'trivial' versions
of constructivism was first made in von Glasersfeld (1985).
2. Kant was clearest about this in the first edition of the Kritik (1881)
and in his Prolegomena to any Future Metaphysics (1883). As Schopenhauer
observed, Kant unfortunately decided to 'soften' his position in the second
edition of the Kritik (1887).
3. The origin of instrumentalism is well described in chapter 3 of Karl
Popper's Conjectures and Refutations (1968).
4. A summary of Bentham's work was compiled by C.K. Ogden and published
in the United States by Littlefield, Adams, & Co. in 1959; the quoted
passage is on p. xxxii.
5. A summary of 'Evolutionary epistemology' was compiled by Donald Campbell
(1974).
6. An English condensation of Vaihinger's work was published by C.K. Ogden
in the 1930s. The German original was recently made available by the Scientia
Verlag Aalen in Hamburg.
7. In this I am following Piaget (1937), who showed how the child is able
to construct the concepts of space and time without the assumption of their
objective reality. (With this, as with most of Piaget's works, I cite the
French original because the English translations are, to say the least,
not very reliable.)
8. The term 'distinctions' was used by Spencer Brown (1969) and at much
the same time by Maturana; Ceccato called them 'differentiata' and Kant
referred to the totality of possible distinctions as 'das Mannigfaltige'
(the manifold).
9. A more extensive treatment of the constructivist view of language and
communication can be found in my 'On the concept of interpretation' (1983).
10. It lies beyond the scope of this article to show the inherent uncertainty
of explanatory models in the 'hard' sciences (cf. Kuhn, 1962; Popper, 1968).
------------------------------------
* This paper was published in the book 'Research and Reflexivity (Inquiries
into Social Construction)', edited by Frederick Steier, London: Sage Publications,
1991.
------------------------------------
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----------------------------------------
Ernst von Glasersfeld, biographical information.
Born 1917 in Munich of Austrian parents. Grew up in Northern Italy and Switzerland.
Briefly studied mathematics and survived 2nd World War as farmer in Ireland.
1947-61 collaborator in Ceccato's Scuola Operativa Italiana and the Milan
Center for Cybernetics. From 1962-70 director of USAF research project in
computational linguistics. Then taught cognitive psychology at the University
of Georgia, USA. Professor Emeritus since 1987. At present Research Associate
at Scientific Reasoning Research Institute, University of Massachusetts.
e-mail <EVonglas@aol.com>